Search for: "Securities & Exchange Commission v. Topping" Results 41 - 60 of 408
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
1 Jul 2023, 6:44 pm
The authority of the President, the State Council, the Central Military Commission, and the Ministry of Foreign Affairs are described generally. [read post]
27 Jun 2023, 9:01 pm by renholding
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
Before us in the present is a 49-page document docketed as 23-cr-80101 in the Southern District of Florida, conspicuously captioned: United States of America v. [read post]
9 Jun 2023, 12:26 pm by Guest Author
Earlier this month on a Friday afternoon, the Securities and Exchange Commission quietly issued an extraordinary administrative order. [read post]
4 May 2023, 9:31 pm by Zoe Stern
Securities and Exchange Commission to reassess existing exemptions and to collect more data on private markets before exempting additional companies from public disclosure requirements. [read post]
23 Apr 2023, 9:01 pm by renholding
It also established this important agency I’m honored to chair, the Securities and Exchange Commission. [read post]
22 Apr 2023, 7:16 pm
But Republicans often disparage ESG efforts with references to the global connections of top funds and characterize industry efforts like the Net Zero Asset Managers initiative as radical. [read post]
27 Mar 2023, 9:50 am by centerforartlaw
Once the security check passes, the “R-Space” tab will appear on the user’s profile page. [read post]
26 Jan 2023, 7:45 pm by Jim Sedor
Supreme Court said it cannot identify the person who in the spring leaked a draft of the opinion that overturned Roe v. [read post]
20 Jan 2023, 3:45 pm by John A. Emmons
Brian Fleming sat down with Michael Ellis and David Kris to discuss the likelihood of reauthorizing FISA section 702, a recent court case filed by the Securities and Exchange Commission over enforcement of a subpoena investigating a 2020 cyber attack by a state-sponsored Chinese cyber espionage group, and more. [read post]
19 Jan 2023, 12:49 pm by Kevin LaCroix
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
15 Jan 2023, 2:35 pm by Rob Robinson
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
19 Dec 2022, 2:31 am by INFORRM
The top five countries who have detained the most journalists are China (110), Myanmar (62), Iran (47), Vietnam (39) and Belarus (31). [read post]
15 Dec 2022, 8:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
7 Dec 2022, 8:00 am by Linda C. Severin
These included a $234 million settlement with Mallinckrodt and an award of over $17 million to a whistleblower client by the Securities and Exchange Commission under the SEC Whistleblower Program. [read post]
1 Dec 2022, 1:58 pm by Kevin LaCroix
  **********************   On November 16, 2022, Dell Technologies Inc. reached a $1 billion settlement with shareholders, according to a recently filed 8-K filed with the U.S Securities and Exchange Commission. [read post]