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28 May 2008, 2:02 am
These exchanges are greatly appreciated by the Court.Thirty-three judges of the Court have previously served as members of the Commission. [read post]
21 Jul 2017, 6:04 am
Pastuszenski, Goodwin Procter LLP, on Tuesday, July 18, 2017 Tags: California, Class actions, Jurisdiction, New York, PSLRA, Securities Act, Securities litigation, Shareholder suits, SLUSA, State law, Supreme Court CalPERS v. [read post]
6 Jan 2011, 5:00 am by J Robert Brown Jr.
    The case, however, has far greater practical significance and amounts to an important salvo in the relationship between the Delaware courts and the Securities and Exchange Commission. [read post]
24 Jul 2017, 10:11 am by Matthew D. Lee
Sept. 8, 2016), the indictment charged the chief financial officer of a publicly-traded real estate investment trust with securities fraud in connection with his alleged fraudulent inflation of a key metric used to evaluate a REIT’s financial performance in filings made with the Securities and Exchange Commission. [read post]
3 Apr 2017, 3:14 pm by Jordan Brunner
Judge Pohl then clarifies that there is a one-month time lag between submission and completion of review, and that the records start out with TOP SECRET level clearance. [read post]
9 Dec 2014, 10:38 am by Kevin LaCroix
With all of the high profile data breaches that have taken place in recent months, cyber security is a critical topic at the top of just about everyone’s agenda. [read post]
6 Feb 2018, 7:24 am
China Economic and Security Review Commission  was created on October 30, 2000 by the Floyd D. [read post]
9 Mar 2007, 12:55 pm
It’s front page news on today’s Financial Times (top left, no less, and see Lombard, page 18; subscription required for both), on page 18 in the Wall Street Journal and in a whole host of UK newspapers: US Securities and Exchange Commission official Roel C. [read post]
4 Jun 2015, 5:00 am by Doug Cornelius
With two recent fraud cases, the Securities and Exchange Commission issued a new Investor Alert: Beware of False or Exaggerated Credentials. [read post]
12 Sep 2013, 1:49 pm by Admin
Mann The Security and Exchange Commission’s recent enforcement action against Lawrence D. [read post]
27 May 2016, 11:31 am by Dave Aitel
The loss of talent from our top intelligence agencies to the private sector is of grave strategic national security consequence. [read post]
18 Apr 2012, 1:55 pm
Securities and Exchange Commission who spearheaded a 2004 Hollinger committee report on Black’s practices, along with three committee members, and other former Hollinger directors.The report said Black, a former Canadian citizen who is now a member of the British House of Lords, looted publisher Hollinger International of hundreds of millions of dollars. [read post]
3 Jan 2022, 12:39 pm by Kevin LaCroix
  I have set out below the Top Ten D&O Stories of 2021, with a focus on the future implications. [read post]
19 Jul 2023, 9:05 pm by renholding
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
24 Feb 2008, 8:54 am
The Bush administration will tell you that it stems from the 9/11 Commission's suggestions, and [read post]
28 Mar 2012, 4:54 am by Jenna Greene
Turn Over: A federal judge has ordered Securities and Exchange Commission lawyers to turn over their notes to federal prosecutors handling the criminal case against Rajat K. [read post]