Search for: "Securities & Exchange Commission v. Topping"
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2 Sep 2020, 3:51 am
The CJEU declared it to infringe Article 19 (1) TEU in its judgment of 24 June 2019, C- 619/18 – Commission v. [read post]
22 Jul 2020, 3:07 pm
Securities and Exchange Commission (SEC). [read post]
6 Jul 2020, 4:00 am
Excess Copyright Canadian Securities LawNew Brunswick Joins Canadian MoU Respecting Oversight of Exchanges The Ontario Securities Commission recently announced that the MoU between various Canadian securities regulators respecting the oversight of exchanges and quotation and trade reporting systems is being amended to add the Financial and Consumer Services Commission of New Brunswick as a party. [read post]
24 Jun 2020, 5:01 am
” In another case, Cernuda v. [read post]
1 May 2020, 2:11 am
SECURITY AND TRUSTS / AGENCY / PARALLEL DEBT Since the introduction of a legal regime creating a security agent in 2017, a security agent can be appointed for the purpose of taking, registering, managing and enforcing security it holds in its name for the benefit of the creditors. [read post]
16 Apr 2020, 4:55 am
As we continue through 2020, we have put together this update and checklist to help managers stay on top of the business and regulatory landscape in consideration of the global pandemic affecting nearly every aspect of the industry and our lives. [read post]
15 Apr 2020, 6:50 am
” The advisory said the CFTC would work with the Securities and Exchange Commission (SEC) and Department of Justice (DOJ), both of which can enforce the Foreign Corrupt Practices Act. [read post]
13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
2 Apr 2020, 4:14 pm
In Salzberg v. [read post]
5 Mar 2020, 3:51 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy in court for violating the securities-fraud laws, for this blog. [read post]
3 Feb 2020, 12:42 pm
Devoted to “Hard National Security Choices,” the site features top-quality writing and analysis from experts on developing stories in the national security arena, relevant legislation, and judicial opinions. [read post]
29 Jan 2020, 9:26 am
Securities and Exchange Commission and Commodities and Futures Trading Commission broadly defining a swap. [read post]
14 Jan 2020, 12:47 pm
Laid on top of those considerations is the obligation eventually to disclose that information to the public markets under the securities laws. [read post]
5 Jan 2020, 2:52 pm
Supreme Court’s March 2018 entry of its opinion in Cyan, Inc. v. [read post]
5 Jan 2020, 2:52 pm
Supreme Court’s March 2018 entry of its opinion in Cyan, Inc. v. [read post]
31 Dec 2019, 8:13 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
23 Dec 2019, 11:29 am
Circuit would have tremendous consequences not just for “consultants,” but also for records exchanged with Congress, the President, and non-FOIA-subject agencies. [read post]
10 Dec 2019, 9:01 pm
A similar rationale might be offered for partisan-balance rules applicable to various federal agencies, including the Federal Deposit Insurance Corporation, the Federal Trade Commission, the Securities and Exchange Commission, the Federal Communications Commission, the Commission on Civil Rights, the Federal Energy Regulatory Commission, and the Federal Election Commission.The Third Circuit opinion expressed skepticism about whether… [read post]
23 Oct 2019, 8:36 am
Last month, the military commission for the matter of United States v. [read post]
11 Oct 2019, 3:00 am
The 2010 SpeechNow v. [read post]
