Search for: "Securities & Exchange Commission v. Topping" Results 121 - 140 of 382
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12 Oct 2016, 12:12 pm by Jonathan H. Adler
Examples of independent agencies include well-known bodies such as the Federal Communications Commission, the Securities and Exchange Commission, the Federal Trade Commission, the National Labor Relations Board, and the Federal Energy Regulatory Commission. [read post]
29 Dec 2016, 3:42 am by Broc Romanek
Here’s this WSJ article by Dave Michaels: A federal appeals court dealt a strong blow to Wall Street’s top cop this week, deciding that the Securities and Exchange Commission’s in-house courts don’t meet constitutional requirements. [read post]
11 Jun 2017, 9:05 pm by Walter Olson
” [Veronique de Rugy, more] Tags: Dodd-Frank, FATCA, Foreign Corrupt Practices Act, Securities and Exchange Commission, statutes of limitations, Supreme Court Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
3 Oct 2017, 11:14 am by Garrett Hinck
Vanessa Sauter flagged an amicus brief from Orin Kerr submitted in Carpenter v. [read post]
20 Jan 2023, 3:45 pm by John A. Emmons
Brian Fleming sat down with Michael Ellis and David Kris to discuss the likelihood of reauthorizing FISA section 702, a recent court case filed by the Securities and Exchange Commission over enforcement of a subpoena investigating a 2020 cyber attack by a state-sponsored Chinese cyber espionage group, and more. [read post]
29 Jul 2011, 1:28 am by admin
In yet another blow to the Securities and Exchange Commission’s rulemaking efforts, the U.S. [read post]
8 Jun 2019, 7:05 pm
(Pix © Larry Catá Backer 2019)This post is the third of a series of three posts in which the CPE WGE examine the question of paths to empire performed through the choices being made by the U.S. and Chinese leadership cores [领导核心] within the theater of the U.S. [read post]
14 Jan 2014, 9:48 am by Jay Yurkiw
It also was announced that the Securities and Exchange Commission was deploying predictive coding to its Division of Enforcement staff to search and analyze hundreds of terabytes of ESI. [read post]
15 Nov 2022, 5:56 am by Jonathan Hafetz
Then, when the Supreme Court effectively confirmed that CIA black sites were unlawful in 2006 by ruling in Hamdan v. [read post]
Before us in the present is a 49-page document docketed as 23-cr-80101 in the Southern District of Florida, conspicuously captioned: United States of America v. [read post]
31 Mar 2018, 8:56 am by Thorsten Bausch
Note that I am certainly not advocating here that there should be no security anywhere in the EPO and everybody should have free access to every office. [read post]
17 Feb 2022, 8:03 am by Written on behalf of Peter McSherry
For example, in New Brunswick Legal Aid Services Commission v Paulin, the employee’s service was just 4 years, however, their previous service was 20 years. [read post]
17 Feb 2022, 8:03 am by Written on behalf of Peter McSherry
For example, in New Brunswick Legal Aid Services Commission v Paulin, the employee’s service was just 4 years, however, their previous service was 20 years. [read post]
28 Oct 2011, 5:00 am by Doug Cornelius
Dalton in SAI Global’s Viewpoint A Reuters article last week revealed that the Securities and Exchange Commission (SEC) has begun taking a new tact when conducting its compliance examinations at brokerage firms. [read post]