Search for: "Securities & Exchange Commission v. Topping"
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13 Aug 2024, 2:25 pm
Hence, there is an argument to be made Congress left out a removal provision out of the Securities and Exchange Act because it assumed that empowering the President to remove a Commissioner was unconstitutional. [read post]
11 Aug 2024, 9:01 pm
Securities and Exchange Commission on March 6, 2024 incorporates traditional notions of materiality as a basis for most elements of the required disclosures. [read post]
5 Mar 2020, 3:51 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy in court for violating the securities-fraud laws, for this blog. [read post]
6 Mar 2024, 9:03 pm
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
7 Mar 2024, 5:28 am
Securities and Exchange Commission v. [read post]
11 Jul 2024, 3:20 pm
While the Securities and Exchange Commission’s (“SEC”) decision to close its investigation of Ethereum is a welcomed victory (or sigh of relief) for digital assets, the positive news was both expected and likely a hollow victory given that it does not change the short-term reality for many in the digital asset industry. [read post]
22 Jul 2022, 5:07 am
Parratt said the SEC divided companies in to three groups; (1) the top 1,000 companies by market capitalization; (2) the next 6,000 companies; and (3) all of the rest. [read post]
18 Jan 2012, 10:24 am
She calls attention to U.S. v. [read post]
1 Nov 2011, 12:04 pm
Hopkins with violating Sections 17(a)(1), (2), and (3) of the Securities Act and Section 10(b) of the Exchange Act (as well as Rule 10b-5). [read post]
6 Apr 2010, 4:56 am
Here is Think IP Strategy’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
20 Mar 2009, 7:00 am
Here is IP Think Tank’s weekly selection of top Online intellectual property news breaking in the blogosphere and internet. [read post]
13 Jul 2009, 6:45 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
27 Aug 2021, 4:30 pm
Otto v. [read post]
18 Apr 2008, 2:00 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
28 Oct 2013, 9:16 am
v=cyJ_OcyYqZY, last accessed on October 14, 2013). [read post]
1 Jul 2023, 6:44 pm
The authority of the President, the State Council, the Central Military Commission, and the Ministry of Foreign Affairs are described generally. [read post]
29 Jun 2022, 4:29 am
GLOBAL DEVELOPMENTS – COLOMBIA TRUTH COMMISSION Yesterday a Colombian government-appointed truth commission released its report examining Colombia’s 58-year civil war. [read post]
19 Apr 2021, 9:22 am
In SEC v. [read post]
22 Apr 2024, 1:11 pm
In connection with private equity-backed public offerings, the sponsoring firm and its principals and affiliated funds are routinely named as defendants in such lawsuits—both as primary actors under Section (10)(b) of the Securities and Exchange Act of 1934 and as controlling persons under Section 15 of the Securities Act of 1933 and Section 20(a) of the Exchange Act. [read post]
17 Jan 2018, 8:51 am
(Texas’ two state-on-top appeals concerning its congressional and statehouse voting districts were consolidated.) [read post]
