Search for: "Securities & Exchange Commission v. Topping"
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19 Apr 2021, 9:22 am
In SEC v. [read post]
16 Apr 2021, 8:43 am
A National Security Council spokeswoman did not reply to a request for comment. . . . [read post]
10 Feb 2021, 10:55 am
Securities and Exchange Commission to settle allegations that it made misleading disclosures last spring about the impact of the pandemic on its business operations and finances. [read post]
22 Dec 2020, 7:08 pm
You can find our Top 10 takeaways summary here. [read post]
22 Dec 2020, 9:43 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
11 Dec 2020, 6:01 am
Wahlquist, Sabastian V. [read post]
5 Nov 2020, 7:35 am
’s V 2.65% $5.3 billion deal to acquire Plaid Inc., a key player in the financial-technology space. [read post]
25 Oct 2020, 5:46 pm
The top rated country is Denmark with the UK at number 31 and North Korea as the worst country in the world for freedom of expression. [read post]
22 Oct 2020, 7:22 am
Securities and Exchange Commission (first reported by IAM) that on September 29, it filed for an anti-anti-suit injunction (AASI) in the Delhi High Court to prevent Xiaomi from enforcing its Chinese ASI. [read post]
17 Sep 2020, 4:00 am
” This chapter discusses the attacks on the rule of law by the President and some in his orbit, including: (i) the rule of law; (ii) criticisms of laws by the President; (iii) The Hatch Act; (iv) other examples of violations; (v) military law; and (vi) pardons. 12.2 Rule of Law The President of the United States takes an oath to preserve, protect and defend the Constitution. [read post]
6 Jul 2020, 4:00 am
Excess Copyright Canadian Securities LawNew Brunswick Joins Canadian MoU Respecting Oversight of Exchanges The Ontario Securities Commission recently announced that the MoU between various Canadian securities regulators respecting the oversight of exchanges and quotation and trade reporting systems is being amended to add the Financial and Consumer Services Commission of New Brunswick as a party. [read post]
1 May 2020, 2:11 am
SECURITY AND TRUSTS / AGENCY / PARALLEL DEBT Since the introduction of a legal regime creating a security agent in 2017, a security agent can be appointed for the purpose of taking, registering, managing and enforcing security it holds in its name for the benefit of the creditors. [read post]
16 Apr 2020, 4:55 am
As we continue through 2020, we have put together this update and checklist to help managers stay on top of the business and regulatory landscape in consideration of the global pandemic affecting nearly every aspect of the industry and our lives. [read post]
2 Apr 2020, 4:14 pm
In Salzberg v. [read post]
5 Mar 2020, 3:51 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy in court for violating the securities-fraud laws, for this blog. [read post]
29 Jan 2020, 9:26 am
Securities and Exchange Commission and Commodities and Futures Trading Commission broadly defining a swap. [read post]
14 Jan 2020, 12:47 pm
Laid on top of those considerations is the obligation eventually to disclose that information to the public markets under the securities laws. [read post]
5 Jan 2020, 2:52 pm
Supreme Court’s March 2018 entry of its opinion in Cyan, Inc. v. [read post]
31 Dec 2019, 8:13 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
23 Dec 2019, 11:29 am
Circuit would have tremendous consequences not just for “consultants,” but also for records exchanged with Congress, the President, and non-FOIA-subject agencies. [read post]
