Search for: "Securities & Exchange Commission v. Topping" Results 161 - 180 of 388
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25 Apr 2018, 7:36 am by John Jascob
Returning to the point during an exchange with Wall, Justice Kagan said that having power over pay, removal, or employment can interfere with decisional independence. [read post]
23 Apr 2018, 3:15 pm by Mark Walsh
Securities and Exchange Commission, about whether that agency’s administrative law judges are “officers” of the United States under the Constitution’s appointments clause. [read post]
23 Apr 2018, 2:33 pm by Ronald Mann
Securities and Exchange Commission, they were well aware of the implications the decision holds for the administrative state. [read post]
18 Apr 2018, 1:33 pm by Adam Feldman
Securities and Exchange Commission, which will be argued next week. [read post]
17 Apr 2018, 9:30 pm by Cary Coglianese
SEC, centers on a dispute over administrative law judges (ALJs) who work for the Securities and Exchange Commission (SEC). [read post]
31 Mar 2018, 8:56 am by Thorsten Bausch
Note that I am certainly not advocating here that there should be no security anywhere in the EPO and everybody should have free access to every office. [read post]
20 Mar 2018, 1:16 pm by Andrew Keane Woods
(Indeed, the Ninth Circuit recently held in Oracle v. [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents (the “2018 SEC Guidance”). [read post]
28 Feb 2018, 10:00 am by Elizabeth Marshall Anderson
The Commissioners and senior officials of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 23-24 at the annual “SEC Speaks” conference in Washington, D.C. [read post]
26 Feb 2018, 4:32 am by Edith Roberts
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission, calling the outcome “a double-edged sword for employers. [read post]
25 Feb 2018, 6:46 am
The actions that Securities and Exchange Commission (SEC) Chairman Jay Clayton has taken since the start of his tenure in May 2017 provide an indication of SEC priorities, including encouraging initial public offerings (IPOs) and combating abuses in cybersecurity matters. [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
12 Feb 2018, 5:00 am by Barry Sookman
Netflix itself regards video piracy (which is predicted to cost over the top streaming services more than USD$50B between 2016 and 2022) as one of its biggest competitors.[9] Netlflix’s concerns about copyright piracy are backed by studies on video streaming that show that programs are accessed more frequently from illegal rather than from paid legal sources. [read post]
9 Feb 2018, 5:06 am
Securities and Exchange Commission, on Wednesday, February 7, 2018 Tags: Blockchain, CFTC, Cryptocurrencies, Exchange Act, Financial technology, ICOs, Innovation, Investor protection, SEC, Securities enforcement, Securities fraud Cryptocurrency 2018 Posted by David E. [read post]
6 Feb 2018, 7:24 am
China Economic and Security Review Commission  was created on October 30, 2000 by the Floyd D. [read post]
1 Feb 2018, 11:50 am by William Ford
Julia Solomon-Strauss and Stephen Szrom discussed the latest developments in United States v. al-Nashiri. [read post]
17 Jan 2018, 8:51 am by John Elwood
(Texas’ two state-on-top appeals concerning its congressional and statehouse voting districts were consolidated.) [read post]
4 Jan 2018, 8:32 am by Laura Jehl and Stephanie Malaska
Though some agencies, like the Securities and Exchange Commission, have chosen a soft entry into regulation by first issuing proactive guidance, others, including the Internal Revenue Service (IRS), have opted to go directly into enforcement actions. [read post]