Search for: "Securities And Exchange Commission v. One Equity Corporation et al"
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16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
13 Feb 2023, 5:59 am
[viii] The Chancery Court’s decision in the P3 Health Group Litigation decision is a stark reminder of the need for private equity sponsors to observe corporate formalities with respect to their portfolio companies. [read post]
12 Apr 2022, 1:34 pm
_________________________________ [1] Weston Family Partnership et al v. [read post]
15 Feb 2022, 2:05 pm
[v] There, GigCapital, a Silicon Valley private equity firm, formed GigCapital 3, Inc. [read post]
13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
11 Nov 2021, 2:07 pm
This new cohort of market participants in the U.S. equities market may not be considered equally as sophisticated as institutional investors with fiduciary duties to their clients.[16] According to the Securities and Exchange Commission (“SEC”) Staff Report on Equity and Options Market Structure Conditions in Early 2021, “[c]onsideration should be given to whether game-like features and celebratory animations that are… [read post]
14 Feb 2018, 2:57 pm
This past year was an eventful one in the corporate and securities litigation arena. [read post]
16 Jan 2024, 1:19 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
24 Mar 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
22 Dec 2008, 10:30 pm
Federal Energy Regulatory Commission, et al. [read post]
29 Dec 2021, 12:00 pm
In Milieudefensie et al. v. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
1 Feb 2017, 9:43 am
In 2009, the Securities and Exchange Commission brought suit against the Stanford Group and froze all of its assets. [read post]
12 Jul 2009, 7:22 pm
In 1991, Caserta was barred by the Securities and Exchange Commission from "association with any broker, dealer, or investment advisor. [read post]
1 Mar 2010, 1:57 pm
It’s also been a year since her Securities and Exchange Commission v. [read post]
2 Feb 2011, 4:28 pm
SMITHKLINE BEECHAM CORPORATION, d.b.a. [read post]
22 Feb 2023, 1:07 pm
And it may help judges prevent (or call into question) misrepresentations about David v. [read post]
30 Sep 2019, 12:44 pm
Working on a “handshake” agreement for commissions, Ms. [read post]
13 Feb 2024, 9:05 pm
Supreme Court in West Virginia v. [read post]
