Search for: "Securities And Exchange Commission v. Strauss" Results 1 - 19 of 19
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
11 May 2022, 6:37 am
Securities and Exchange Commission’s (SEC) Division of Examinations (the “Division”) released its 2022 examination priorities. [read post]
11 May 2022, 6:37 am
Securities and Exchange Commission’s (SEC) Division of Examinations (the “Division”) released its 2022 examination priorities. [read post]
6 Nov 2009, 4:52 am
  The case concerns the constitutionality of the Public Company Accounting Oversight Board, an independent entity appointed by the Securities and Exchange Commission. [read post]
28 Sep 2007, 4:24 am
The funds, which had $1 billion in assets in 2003, were then investigated for "late trading" by the New York attorney general's office and the Securities and Exchange Commission. [read post]
24 Feb 2018, 5:57 am by William Ford
Continuing Lawfare’s coverage of the military commissions, Julia Solomon-Strauss and Steve Szrom summarized the proceedings from Feb. 12-16. [read post]
23 Nov 2018, 6:07 am
Securities and Exchange Commission, on Friday, November 16, 2018 Tags: Disclosure, Fund managers, Glass Lewis, Index funds, Institutional Investors, ISS, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder proposals, Shareholder voting The Perils of Dell’s Low-Voting Stock Posted by Lucian A. [read post]
11 Dec 2009, 2:08 am
DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK Business Law Retiree Living in Croatia Must Disgorge $2.6 Million, Pay $3 Million Penalty for Insider Trading Scheme Securities and Exchange Commission v. [read post]
6 Oct 2018, 5:11 am by Anushka Limaye
Matthew Kahn posted the Oct. 1 joint unclassified filings in the Qassim v. [read post]
21 Feb 2018, 12:52 pm by William Ford
Julia Solomon-Strauss and Steve Szrom summarized the proceedings of the military commissions from Feb. 12-16, highlighting the indefinite hold placed in Al-Nashiri. [read post]
9 Nov 2014, 6:46 pm
READ 462- 476·      Peter Strauss, The Place of Agencies in Government: Separation of Powers and the Fourth Branch, 84 Colum.L.Rev. 573 (1984)  READ INTRO and PART I__________Mistretta v. [read post]
1 Feb 2018, 11:50 am by William Ford
Julia Solomon-Strauss and Stephen Szrom discussed the latest developments in United States v. al-Nashiri. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
21 May 2012, 4:54 am by INFORRM
Brighton Festival (Brighton Dome, Corn Exchange). 30 May, 9am – 7.30pm: Conference: ‘After phone hacking, what next? [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
15 Jan 2014, 12:11 am by Kevin LaCroix
 However, as with making a trade in the stock market, for larger currency exchanges, the banks will post two different prices: the bid price and the offer (or ask) price. [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]