Search for: "Securities And Exchange Commission v. Strauss"
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17 Dec 2023, 6:30 am
Panuwat, a litigated enforcement action brought by the Securities and Exchange Commission (SEC) relating to so-called “shadow trading. [read post]
17 Dec 2023, 6:30 am
Panuwat, a litigated enforcement action brought by the Securities and Exchange Commission (SEC) relating to so-called “shadow trading. [read post]
11 May 2022, 6:37 am
Securities and Exchange Commission’s (SEC) Division of Examinations (the “Division”) released its 2022 examination priorities. [read post]
11 May 2022, 6:37 am
Securities and Exchange Commission’s (SEC) Division of Examinations (the “Division”) released its 2022 examination priorities. [read post]
6 Nov 2009, 4:52 am
The case concerns the constitutionality of the Public Company Accounting Oversight Board, an independent entity appointed by the Securities and Exchange Commission. [read post]
28 Sep 2007, 4:24 am
The funds, which had $1 billion in assets in 2003, were then investigated for "late trading" by the New York attorney general's office and the Securities and Exchange Commission. [read post]
24 Feb 2018, 5:57 am
Continuing Lawfare’s coverage of the military commissions, Julia Solomon-Strauss and Steve Szrom summarized the proceedings from Feb. 12-16. [read post]
23 Nov 2018, 6:07 am
Securities and Exchange Commission, on Friday, November 16, 2018 Tags: Disclosure, Fund managers, Glass Lewis, Index funds, Institutional Investors, ISS, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder proposals, Shareholder voting The Perils of Dell’s Low-Voting Stock Posted by Lucian A. [read post]
11 Dec 2009, 2:08 am
DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK Business Law Retiree Living in Croatia Must Disgorge $2.6 Million, Pay $3 Million Penalty for Insider Trading Scheme Securities and Exchange Commission v. [read post]
6 Oct 2018, 5:11 am
Matthew Kahn posted the Oct. 1 joint unclassified filings in the Qassim v. [read post]
24 Sep 2010, 7:00 am
Securities and Exchange Commission v. [read post]
21 Feb 2018, 12:52 pm
Julia Solomon-Strauss and Steve Szrom summarized the proceedings of the military commissions from Feb. 12-16, highlighting the indefinite hold placed in Al-Nashiri. [read post]
1 Oct 2013, 5:53 pm
--Whitman v. [read post]
30 Aug 2023, 1:56 pm
. *************************** On Monday, August 23, 2023 the Securities and Exchange Commission (SEC) voted to approve Private Fund Adviser amendments to the Investment Advisers Act of 1940, updating existing compliance rules for Private Equity Firms and Hedge Funds. [read post]
9 Nov 2014, 6:46 pm
READ 462- 476· Peter Strauss, The Place of Agencies in Government: Separation of Powers and the Fourth Branch, 84 Colum.L.Rev. 573 (1984) READ INTRO and PART I__________Mistretta v. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
1 Feb 2018, 11:50 am
Julia Solomon-Strauss and Stephen Szrom discussed the latest developments in United States v. al-Nashiri. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
21 May 2012, 4:54 am
Brighton Festival (Brighton Dome, Corn Exchange). 30 May, 9am – 7.30pm: Conference: ‘After phone hacking, what next? [read post]
