Search for: "Securities Industry v. Comptroller of the Currency" Results 1 - 20 of 34
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Pearson Earlier this week, we attended the LendIt USA conference in New York City, a leading annual fintech conference, at which CFPB Director Richard Cordray and Comptroller of the Currency Thomas Curry both spoke. [read post]
On June 2, 2020, the Office of the Comptroller of the Currency (“OCC”) published a final rule clarifying the permissible interest rates on transferred loans in relation to the “valid-when-made” doctrine. [read post]
On December 16, 2021, the Office of the Comptroller of the Currency (“OCC”) announced draft principles “designed to support the identification and management of climate-related financial risks with more than $100 billion in total consolidated assets,”[19] and the OCC requested feedback from market participants on all aspects of the draft principles to inform future guidance on climate-related financial risk. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Some in the crypto industry have called for greater “guidance” with respect to crypto tokens. [read post]
24 Aug 2022, 5:01 am by Jim Dempsey
Again, roughly similar language appears in HIPAA and in the safeguards rules for financial data adopted under the GLBA by the Comptroller of the Currency and other major bank regulators and, separately, by the Federal Trade Commission (FTC). [read post]
9 Mar 2022, 9:03 am by Alvaro Marañon
” While the order does not specify any new regulations for the cryptocurrency industry, it directs federal agencies and departments to examine the risks and benefits posed by this technology. [read post]
12 Feb 2020, 10:00 am by Amy Teng
The CFPB shares its key structural characteristics with other primary financial regulatory agencies, including the Federal Housing Finance Agency and the Comptroller of the Currency. [read post]
13 Mar 2009, 5:37 am
NASAA Opposes OCC's Assertion of Regulatory PreemptionThe North American Securities Administrators Association (NASAA) has filed an amicus brief in the case of Cuomo v. [read post]
3 Nov 2021, 7:05 am by Hunton Andrews Kurth LLP
  For example, in October 2020, the Office of the Comptroller of the Currency (OCC) issued Interpretive Letter 1172. [read post]
23 Apr 2014, 8:50 am by John Elwood
Laborers District Council Construction Industry Pension Fund, 13-435 (ditto); North Carolina State Board of Dental Examiners v. [read post]
12 Jun 2020, 7:44 am by Kristian Soltes
John Episcopal Church, a mile away the Comptroller of the Currency’s office was quietly proposing potentially sweeping changes in banking regulations — with a specific emphasis on blockchain. [read post]
3 Jun 2010, 6:52 am by Eric Turkewitz
The principle issues in the case concerned the propriety of two warrantless searches of the bank, one by the Office of the Comptroller of the Currency and one by the FDIC. [read post]
9 Jan 2013, 12:00 am by Kevin LaCroix
For instance, the Comptroller of the Currency requires national banks to have "adequate fidelity coverage." [read post]
16 Jun 2020, 2:18 pm by Kevin LaCroix
A version of this article originally appeared on Securities Docket. [read post]
20 Aug 2009, 9:21 am
S’holders Derivative Litig., 886 A.2d 1271, 1273 (Del. 2005) (citing Sugarland Industries Inc. v. [read post]
11 Dec 2009, 11:38 am by James Hamilton
If a large financial company fails, the legislation holds the financial industry and shareholders responsible for the cost of the company's orderly wind down, not taxpayers; and protects the stability of the overall financial system. [read post]
28 Jul 2021, 4:42 pm by Bona Law PC
It establishes a Whole-of-Government effort to promote competition in the American economy by including 72 initiatives to enforce existing antitrust laws and other laws that may impact competition to combat what it sees as excessive concentration of industry and abuses of market power, as well as to address challenges posed by new industries and technologies. [read post]
5 Dec 2021, 4:39 pm by INFORRM
A newly proposed Product Security and Telecommunications Infrastructure Bill aims to prevent hacking of smart devices in individuals’ households. [read post]