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4 Oct 2022, 7:32 am by Geoff Schweller
Securities and Exchange Commission (SEC) have alleged that its highly successful whistleblower program enriches fraudsters and a small group of well-connected whistleblower attorneys. [read post]
4 Oct 2022, 6:32 am
  Introduction The Securities and Exchange Commission (SEC) released its final rules regarding the mandated “Pay Versus Performance” (PVP) disclosure on August 25, 2022. [read post]
4 Oct 2022, 6:31 am
Securities and Exchange Commission or Department of Justice are clustered in 27 industry-specific waves (in 21 different industries) during our sample period of 1978-2015. [read post]
4 Oct 2022, 6:02 am by Dan Bressler
Securities and Exchange Commission (SEC) reveal that large “Big Law” corporate law firms are confidentially or quietly representing whistleblowers in whistleblower reward cases filed under the highly successful Dodd-Frank Act. [read post]
According to Regulations.gov, the Commission received over 176,000 public comments in the rule review. [read post]
3 Oct 2022, 9:03 pm by Daniella Cass
Securities and Exchange Commission that ALJs have the type of position and authority that makes them officers rather than mere employees in constitutional terms. [read post]
3 Oct 2022, 10:47 am by The White Law Group
  According to a press release on June 16, 2022, the Securities and Exchange Commission charged registered broker-dealer Western International Securities, Inc. and five of its brokers with violating Reg BI (Regulation Best Interest) when they recommended and sold bond offerings from GWG Holdings to retirees and other retail investors. [read post]
3 Oct 2022, 9:04 am by Jon Brodkin
(credit: Getty Images | James Devaney ) Kim Kardashian will pay a $1.26 million penalty for touting a crypto security without disclosing that she was paid $250,000 to promote the token, the Securities and Exchange Commission announced today. [read post]
3 Oct 2022, 7:52 am by Silver Law Group
Securities and Exchange Commission is investigating cryptocurrency exchange Coinbase Global Inc. [read post]
3 Oct 2022, 7:21 am by Mark Astarita
The Securities and Exchange Commission today announced that it will highlight the importance of long-term planning and investor resilience during World Investor Week (WIW) 2022, which takes place October 3-9. [read post]
3 Oct 2022, 7:08 am by jeffreynewmanadmin
The post Kim Karsashian will pay $1.26 Million to settle Securities and Exchange Commission probe on her promotion of cyrptocurrency appeared first on Newman & Shapiro. [read post]
3 Oct 2022, 5:56 am by Justin Cole
Unspoken in this exchange is the failure of the proposed war crimes legislation to include command or superior responsibility liability. [read post]
3 Oct 2022, 4:35 am by Mark Astarita
The Securities and Exchange Commission today announced charges against Kim Kardashian for touting on social media a crypto asset security offered and sold by EthereumMax without disclosing the payment she received for the promotion. [read post]
3 Oct 2022, 4:33 am by Emma Snell
  Venezuela has freed seven imprisoned Americans in exchange for the U.S. releasing two relatives of Venezuelan President Nicolás Maduro. [read post]
2 Oct 2022, 3:28 pm by Stuart Kaplow
Securities and Exchange Commission proposed ESG Rules to Enhance and Standardize Climate-Related Disclosures that will among other matters require companies for the first time to disclose greenhouse gas emission data, we continue to work with companies in complying with the SEC’s existing disclosure requirements as they apply to climate change. [read post]
2 Oct 2022, 6:30 am
Meanwhile, more guidance on cyber oversight and disclosure is here or on its way, from the Securities and Exchange Commission (SEC or commission), which proposed new rules earlier in 2022; and from Congress, which recently passed far‑reaching legislation. [read post]
1 Oct 2022, 8:14 am by Staff Attorney
On April 18, 2022, the Securities and Exchange Commission filed an emergency action and charged Good with defrauding clients and misappropriating millions of dollars of investor funds. [read post]
30 Sep 2022, 11:33 pm by INFORRM
 This coming Monday, join Global Freedom of Expression, the Future of Free Speech and Justitia for a two-day conference bringing together stakeholders from the technology industry, civil society and academia to facilitate the exchange of experiences between key actors regarding emerging decentralized networks, existing norms and standards (hard and soft law) in the field, and the implications for Human Rights. [read post]