Search for: "Securities and Exchange Commission"
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21 Mar 2025, 6:30 am
Securities and Exchange Commission, on Tuesday, March 18, 2025 Tags: corporate law, investors, SEC, SEC rulemaking Implications of the SEC’s Stance that Meme Coins are not Securities Posted by F. [read post]
21 Mar 2025, 6:30 am
Securities and Exchange Commission, on Tuesday, March 18, 2025 Tags: corporate law, investors, SEC, SEC rulemaking Implications of the SEC’s Stance that Meme Coins are not Securities Posted by F. [read post]
21 Mar 2025, 3:00 am
The European Parliament said the decision to suspend the access of Huawei lobbyists has been taken as a precautionary measure, in line with its security rules. [read post]
20 Mar 2025, 10:00 pm
On March 10, 2025, Acting Securities and Exchange Commission (SEC) Chair Mark Uyeda indicated in public remarks that he was directing the SEC staff to revisit a 2020 proposal under then-Chair Jay Clayton that, among other things, would have subjected to Regulation ATS alternative trading systems (ATSs) that support trading exclusively in US Treasuries and other government securities (government securities ATSs). [read post]
20 Mar 2025, 10:00 pm
On March 10, 2025, Acting Securities and Exchange Commission (SEC) Chair Mark Uyeda indicated in public remarks that he was directing the SEC staff to revisit a 2020 proposal under then-Chair Jay Clayton that, among other things, would have subjected to Regulation ATS alternative trading systems (ATSs) that support trading exclusively in US Treasuries and other government securities (government securities ATSs). [read post]
20 Mar 2025, 10:00 pm
On March 10, 2025, Acting Securities and Exchange Commission (SEC) Chair Mark Uyeda indicated in public remarks that he was directing the SEC staff to revisit a 2020 proposal under then-Chair Jay Clayton that, among other things, would have subjected to Regulation ATS alternative trading systems (ATSs) that support trading exclusively in US Treasuries and other government securities (government securities ATSs). [read post]
20 Mar 2025, 10:00 pm
On March 10, 2025, Acting Securities and Exchange Commission (SEC) Chair Mark Uyeda indicated in public remarks that he was directing the SEC staff to revisit a 2020 proposal under then-Chair Jay Clayton that, among other things, would have subjected to Regulation ATS alternative trading systems (ATSs) that support trading exclusively in US Treasuries and other government securities (government securities ATSs). [read post]
20 Mar 2025, 10:00 pm
On March 10, 2025, Acting Securities and Exchange Commission (SEC) Chair Mark Uyeda indicated in public remarks that he was directing the SEC staff to revisit a 2020 proposal under then-Chair Jay Clayton that, among other things, would have subjected to Regulation ATS alternative trading systems (ATSs) that support trading exclusively in US Treasuries and other government securities (government securities ATSs). [read post]
20 Mar 2025, 10:00 pm
On March 10, 2025, Acting Securities and Exchange Commission (SEC) Chair Mark Uyeda indicated in public remarks that he was directing the SEC staff to revisit a 2020 proposal under then-Chair Jay Clayton that, among other things, would have subjected to Regulation ATS alternative trading systems (ATSs) that support trading exclusively in US Treasuries and other government securities (government securities ATSs). [read post]
20 Mar 2025, 9:05 pm
Securities and Exchange Commission (SEC) issued a final rule that eliminates the authority of the Director of the SEC’s Division of Enforcement to commence formal investigations into possible violations of federal securities laws and issue subpoenas. [read post]
20 Mar 2025, 9:01 pm
Division’s View on Protocol Mining Activities It is the Division’s view that “Mining Activities” (defined in this statement) in connection with Protocol Mining, under the circumstances described in this statement, do not involve the offer and sale of securities within the meaning of Section 2(a)(1) of the Securities Act of 1933 (the “Securities Act”) and Section 3(a)(10) of the Securities Exchange Act of 1934 (the… [read post]
20 Mar 2025, 9:34 am
On March 12, 2025, the staff at the Securities and Exchange Commission (SEC) Division of Corporate Finance issued a no-action letter in response to a request for Rule 506(c) interpretative guidance, agreeing that an issuer could reasonably conclude that it has taken reasonable steps to verify a purchaser’s accredited investor status in an offering of securities conducted under Rule 506(c) of Regulation D if the issuer requires purchasers to invest certain… [read post]
20 Mar 2025, 8:43 am
Securities and Exchange Commission (SEC) alleging that Ecopetrol, a publicly traded company, violated U.S. securities laws by, among other things, misleading shareholders and the public about environmental risk and pollution by failing to disclose hundreds of incidents which impacted the environment and/or humans. [read post]
19 Mar 2025, 11:00 am
Perhaps the biggest question – with implications far beyond our day-to-day advertising and privacy worlds – is whether the Supreme Court will overturn its 1935 decision in Humphrey’s Executor, a decision that forms the longstanding constitutional basis for independent agencies like the FTC, Consumer Product Safety Commission (CPSC), Securities and Exchange Commission (SEC), Federal Communications Commission (FCC), Equal Employment… [read post]
19 Mar 2025, 5:00 am
The definition of “accredited investor” is at the nexus of the Securities and Exchange Commission’s missions: (1) to protect investors, (2) to maintain fair, orderly, and efficient markets, and (3) to facilitate capital formation. [read post]
18 Mar 2025, 9:01 pm
The Division of Corporation Finance of the Securities and Exchange Commission (the SEC) is expanding the available accommodations relating to nonpublic review of draft registration statements. [read post]
18 Mar 2025, 8:00 am
(At least according to the Securities and Exchange Commission.) [read post]
18 Mar 2025, 6:32 am
Securities and Exchange Commission. [read post]
18 Mar 2025, 6:32 am
Securities and Exchange Commission. [read post]
18 Mar 2025, 2:15 am
Morrison rejected the conduct and effects tests, holding that Section 10(b) reached “only transactions in securities listed on domestic exchange, and domestic transactions in other securities. [read post]
