Search for: "Securities and Exchange Commission"
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3 Mar 2025, 9:07 pm
Securities and Exchange Commission, the National Labor Relations Board, and other adjudicatory agencies have been tasked with pursuing their own regulatory agendas, the Trump Administration’s executive order, “Ensuring Accountability for All Agencies” makes clear that the Administration is ignoring decades-old U.S. [read post]
3 Mar 2025, 9:01 pm
Securities and Exchange Commission has issued three new sets of guidance that may influence and potentially reshape how shareholders engage with companies going forward. [read post]
3 Mar 2025, 7:43 pm
Securities and Exchange Commission is offering some employees $50,000 if they choose to resign or to retire under an early retirement program, according to an agency memo seen by Reuters. [read post]
3 Mar 2025, 3:20 pm
The Securities and Exchange Commission today announced the members of the Crypto Task Force staff, which is advising the Commission on matters related to crypto. [read post]
3 Mar 2025, 3:20 pm
The Securities and Exchange Commission today announced that its Division of Corporation Finance is further facilitating capital formation by enhancing the accommodations available to companies for nonpublic review of draft registration statements. [read post]
3 Mar 2025, 3:20 pm
The Securities and Exchange Commission today announced that its Crypto Task Force will host a series of roundtables to discuss key areas of interest in the regulation of crypto assets. [read post]
3 Mar 2025, 6:32 am
From the moment the second Trump presidential term became a reality in November 2024, it was widely expected that the Securities and Exchange Commission (SEC) would undergo broad changes under a Republican-led commission focused on rolling back many of the Biden administration’s regulatory and enforcement initiatives. [read post]
3 Mar 2025, 6:32 am
From the moment the second Trump presidential term became a reality in November 2024, it was widely expected that the Securities and Exchange Commission (SEC) would undergo broad changes under a Republican-led commission focused on rolling back many of the Biden administration’s regulatory and enforcement initiatives. [read post]
3 Mar 2025, 6:12 am
The Securities and Exchange Commission (‘Commission’) deems it appropriate and in the\<char_lb_r>\, public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted against Hamlin Capital Advisors, LLC (Hamlin Advisors) and Michael Ferrell Braun (together, Respondents). [read post]
3 Mar 2025, 4:42 am
The order does not apply to the National Security Agency and its signals work against Russia, the sources added. [read post]
2 Mar 2025, 10:00 pm
US Securities and Exchange Commission (SEC) Commissioner Hester Peirce and the SEC’s Crypto Task Force recently underscored the new administration’s commitment to engage with digital asset market participants in the near term. [read post]
2 Mar 2025, 10:00 pm
US Securities and Exchange Commission (SEC) Commissioner Hester Peirce and the SEC’s Crypto Task Force recently underscored the new administration’s commitment to engage with digital asset market participants in the near term. [read post]
2 Mar 2025, 10:00 pm
US Securities and Exchange Commission (SEC) Commissioner Hester Peirce and the SEC’s Crypto Task Force recently underscored the new administration’s commitment to engage with digital asset market participants in the near term. [read post]
2 Mar 2025, 10:00 pm
US Securities and Exchange Commission (SEC) Commissioner Hester Peirce and the SEC’s Crypto Task Force recently underscored the new administration’s commitment to engage with digital asset market participants in the near term. [read post]
2 Mar 2025, 10:00 pm
US Securities and Exchange Commission (SEC) Commissioner Hester Peirce and the SEC’s Crypto Task Force recently underscored the new administration’s commitment to engage with digital asset market participants in the near term. [read post]
2 Mar 2025, 10:00 pm
US Securities and Exchange Commission (SEC) Commissioner Hester Peirce and the SEC’s Crypto Task Force recently underscored the new administration’s commitment to engage with digital asset market participants in the near term. [read post]
2 Mar 2025, 9:05 pm
Securities and Exchange Commission. [read post]
1 Mar 2025, 12:14 pm
The firm has played a key role in security assessments for the Committee on Foreign Investment in the United States (CFIUS), corporate monitorships for the Department of Justice and the Securities and Exchange Commission, and technical security audits designed to mitigate cybersecurity risks. [read post]
There are Recent Customer Complaints with Broker Jesse Krapf in Firm Spartan Capital Securities, LLC
1 Mar 2025, 6:17 am
Krapf’s trading in the customer’s account generated total trading costs of $96,496, including $92,847 in commissions, and caused $41,017 in total realized losses. [read post]
28 Feb 2025, 9:05 pm
Although it preserves the Federal Reserve’s independence to set interest rates, the order also helps set up a new financial crisis by ending the independence of financial regulators such as the Federal Reserve and the Securities and Exchange Commission, as promised by Project 2025. [read post]
