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18 Mar 2025, 2:15 am
Morrison rejected the conduct and effects tests, holding that Section 10(b) reached “only transactions in securities listed on domestic exchange, and domestic transactions in other securities. [read post]
18 Mar 2025, 1:00 am
This statement from the Securities Exchange Commission (SEC) staff means that transactions involving meme coins do not require registration, supervision, or enforcement by the SEC. [read post]
18 Mar 2025, 1:00 am
Keep an eye on the SEC Proposed and Adopted Rules Tracker for the latest updates from the Securities and Exchange Commission. [read post]
17 Mar 2025, 9:01 pm
It has been a privilege to serve these past couple of months as the Acting Chairman of the Securities and Exchange Commission.[1] This year also marks a personal milestone – my thirtieth year of legal practice, which started out as a first-year associate in the ’40 Act practice of a major law firm. [read post]
17 Mar 2025, 7:26 am
Securities and Exchange Commission (SEC). [read post]
17 Mar 2025, 7:26 am
Securities and Exchange Commission (SEC). [read post]
17 Mar 2025, 6:04 am
In turn, Lloyd allegedly paid commissions to marketing company chief executive officer Strong in exchange for consumer referrals. [read post]
17 Mar 2025, 5:33 am
Securities and Exchange Commission (the “SEC”). [read post]
17 Mar 2025, 5:03 am
While helping businesses define and manage the conduct and performance of their employees, contractors and vendors, she also assists employers and others with compliance with federal and state equal employment, compensation, health and other employee benefits, workplace safety, leave, employment tax, and other labor and employment, privacy and data security, and other laws: advises and assists management to monitor and reengineer workforce, employee benefits, compensation, safety and… [read post]
16 Mar 2025, 6:16 am
The Securities and Exchange Commission (‘Commission’) deems it appropriate and in the public interest that cease-and-desist proceedings be, and hereby are, instituted against Evan H. [read post]
16 Mar 2025, 6:13 am
The Securities and Exchange Commission (Commission) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are against Moloney Securities Co., Inc. [read post]
16 Mar 2025, 1:20 am
The Finnish Security and Intelligence Service (Supo) has warned that the conviction could be dangerous for Finns in Russia, as they could be used as leverage in exchange for Petrovskyi. [read post]
15 Mar 2025, 7:54 am
Pix credit Qiushi Dialectics must be coordinated. [read post]
14 Mar 2025, 3:45 pm
The Securities and Exchange Commission today announced a six-month extension of the compliance dates for amendments adopted in September 2023 to the Investment Company Act “Names Rule,” which addresses fund names likely to mislead investors about a fund’…More information at SECLaw.com Read the Full Press Release Have a securities law question? [read post]
14 Mar 2025, 1:07 pm
After a web trade journal published several stories looking into the rumor the VC-affiliated directors obtained a consultant report on the matter that triggered a Securities and Exchange Commission investigation. [read post]
14 Mar 2025, 10:13 am
Occupational Safety and Health Review Commission during the first Trump Administration. [read post]
14 Mar 2025, 6:30 am
Securities and Exchange Commission, on Saturday, March 8, 2025 Tags: circuit courts, Climate, Climate Disclosure, SEC Remarks by Commissioner Peirce Before the Investor Advisory Committee Posted by Hester M. [read post]
14 Mar 2025, 6:30 am
Securities and Exchange Commission, on Saturday, March 8, 2025 Tags: circuit courts, Climate, Climate Disclosure, SEC Remarks by Commissioner Peirce Before the Investor Advisory Committee Posted by Hester M. [read post]
13 Mar 2025, 9:01 pm
The Division opined that these meme coins do not qualify as “securities” under any definition in the Securities Act of 1933 (“Securities Act”) or the Securities Exchange Act of 1934. [read post]
13 Mar 2025, 11:05 am
Apolonides’s trading in the customer accounts generated total trading costs of $618,911, including $563,263 in commissions, and caused $735,376 in total realized losses. [read post]
