Search for: "Securities and Exchange Commission"
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6 Dec 2023, 10:30 am
And, indeed, as expected, the exchanges were lively. [read post]
6 Dec 2023, 6:30 am
Introduction Recently, the Securities and Exchange Commission (“SEC”) filed a complaint in the Southern District of New York against the SolarWinds Corporation, a network and infrastructure management company, and also named the company’s Chief Information Security Officer as an individual in the action. [read post]
6 Dec 2023, 6:30 am
Introduction Recently, the Securities and Exchange Commission (“SEC”) filed a complaint in the Southern District of New York against the SolarWinds Corporation, a network and infrastructure management company, and also named the company’s Chief Information Security Officer as an individual in the action. [read post]
6 Dec 2023, 2:35 am
The Hong Kong Stock Exchange (HKEX) has imposed D&I requirements on its members. [read post]
5 Dec 2023, 9:01 pm
Last week the Supreme Court heard oral argument in Securities and Exchange Commission (SEC) v. [read post]
5 Dec 2023, 1:42 pm
Securities and Exchange Commission (SEC) has stepped up its enforcement of Rule 21F-17(a), filing a number of enforcement actions against companies for stifling whistleblowing through restrictive nondisclosure agreements and other employee agreements. [read post]
5 Dec 2023, 12:55 pm
Instances have arisen where the Federal Trade Commission Act has been invoked to dispute non-compete agreements thought to be excessively restrictive or anti-competitive. [read post]
5 Dec 2023, 7:17 am
The Office of the Investor Advocate of the Securities and Exchange Commission today published its Report on Activities for the Fiscal Year 2023 to Congress. [read post]
5 Dec 2023, 4:53 am
“And just before the attack, short selling of Israeli securities on the Tel Aviv Stock Exchange increased dramatically. [read post]
4 Dec 2023, 10:00 pm
SEC Adopts Amendments to Beneficial-Ownership Reporting Rulings Explore the Securities and Exchange Commission final rules for beneficial ownership reporting which is intended to improve transparency and provide more timely information for shareholders and the market. [read post]
4 Dec 2023, 2:48 pm
Enlarge (credit: Bloomberg / Contributor | Bloomberg) It's now been confirmed that an additional 6.9 million 23andMe users had ancestry data stolen after hackers accessed thousands of accounts by likely reusing previously leaked passwords. 23andMe previously disclosed in a Securities and Exchange Commission filing that 0.1 percent of users—approximately 14,000, TechCrunch estimated—had accounts accessed by hackers using compromised passwords. [read post]
4 Dec 2023, 8:11 am
”Securities cases. [read post]
3 Dec 2023, 10:30 pm
The case, brought by the digital rights group, La Quadrature du Net, questions the compatibility of the “HADOPI” law, the French legal framework to combat the online exchange of copyrighted material without permission from right-holders, with European Union law. [read post]
3 Dec 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has at long last adopted a final rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
3 Dec 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has at long last adopted a final rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
3 Dec 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has at long last adopted a final rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
3 Dec 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has at long last adopted a final rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
3 Dec 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has at long last adopted a final rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
3 Dec 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has at long last adopted a final rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
3 Dec 2023, 9:05 pm
Securities and Exchange Commission (SEC) illustrates the model. [read post]
