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8 Apr 2024, 4:38 pm by Futeral & Nelson, LLC
They will then try to determine whether the gun is stolen or if it was used in the commission of a crime, and they may be able to locate the rightful owner. [read post]
8 Apr 2024, 2:03 pm
The challenge is for Caricom to plot a course which incorporates the development of innovation, technology and intellectual property rights which will propel the region to a greater scale of global competitiveness, and even more important, the creation of technologies which can assist the region with overcoming significant challenges such as food security and climate change. [read post]
8 Apr 2024, 1:15 pm by Guest Author
Since the proposal was published, the European Union, the Securities and Exchange Commission (SEC), and the State of California have enacted or announced that they will enact policies that contain requirements for parties to inventory their emissions and, in some cases, set science-based targets similar to those required by the Proposed Rule. [read post]
On 4 April 2024, the International Organisation for Securities Commissions (IOSCO) published a Consultation Report titled Evolution in the Operation, Governance and Business Models of Exchanges: Regulatory Implications and Good Practices. [read post]
8 Apr 2024, 3:10 am by Anna Carrier (BE)
For completeness, REMIT II defines OMPs as an energy exchange, an energy broker, an energy capacity platform or any other system of facility in which multiple third-party buying or selling interests in wholesale energy products interact in a manner that may result in a transaction. 5. [read post]
8 Apr 2024, 12:15 am
Securities and Exchange Commission's Director of Enforcement  celebrated a jury verdict in its insider trading case against Matthew Panuwat: As we’ve said all along, there was nothing novel about this matter, and the jury agreed: this was insider trading, pure and simple. [read post]
7 Apr 2024, 9:05 pm by Jack Solowey
Securities and Exchange Commission Chair Gary Gensler interpreted the FAIRR Act as proposing to impose a strict liability standard. [read post]
7 Apr 2024, 9:01 pm by renholding
Securities and Exchange Commission (SEC) finalised rules mandating that companies record and disclose a range of climate risks and environmental data. [read post]
5 Apr 2024, 1:06 pm by Dave Wieneke
The Washington Post detailed how financial watch dog FINRA, the Security and Exchange Commission, Department of Homeland Security, FBI and Miami Policy cooperated in a cross-border investigation leading to charges by the SEC. [read post]
5 Apr 2024, 8:37 am
Introduction As we previously reported,[1] on March 6, 2024, the Securities and Exchange Commission (the “SEC” or the “Commission”) adopted (in a three-two vote) long-awaited climate-related disclosure rules for public companies (the “Final Rules”).[2] The Final Rules, although not as prescriptive as the rules that were proposed almost two years prior (the “Proposed Rules”),[3] contain broad-sweeping requirements… [read post]
5 Apr 2024, 8:37 am
Introduction As we previously reported,[1] on March 6, 2024, the Securities and Exchange Commission (the “SEC” or the “Commission”) adopted (in a three-two vote) long-awaited climate-related disclosure rules for public companies (the “Final Rules”).[2] The Final Rules, although not as prescriptive as the rules that were proposed almost two years prior (the “Proposed Rules”),[3] contain broad-sweeping requirements… [read post]
5 Apr 2024, 4:54 am by Beatrice Yahia
U.S. officials believe negotiating a pause in the fighting and the exchange of Israeli hostages held in Gaza for Palestinian prisoners held in Israel is the only way to secure a temporary cease-fire and increase humanitarian aid. [read post]
4 Apr 2024, 1:15 pm by Mark Astarita
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation will host the SEC’s 43rd Annual Government-Business Forum on Small Business Capital Formation during three virtual sessions April 16-18 from 1-2:30 p.m. [read post]
4 Apr 2024, 9:47 am by Samantha Capaldo
In 2024, the Securities and Exchange Commission (“SEC”) released a final rule on climate-related disclosures for business. [read post]
4 Apr 2024, 6:02 am by Unknown
In response, they passed the Securities Act of 1933, the Securities Exchange Act of 1934, and established the Securities and Exchange Commission, he noted.The need for the SEC to promote these public goods is evergreen, but technology and business models “are everchanging,” Gensler said. [read post]
3 Apr 2024, 9:03 pm by renholding
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
3 Apr 2024, 9:01 pm by renholding
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
3 Apr 2024, 12:50 pm by Mark Astarita
The Securities and Exchange Commission today announced charges against registered investment adviser Senvest Management LLC for widespread and longstanding failures to maintain and preserve certain electronic communications. [read post]