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14 May 2025, 9:01 pm
The Order’s implicit criticism of criminal enforcement under a general intent standard could have important policy implications, particularly in corporate criminal investigations of general intent crimes such as the unlicensed operation of money service business and violations of certain Securities Exchange Commission (SEC) regulations. [read post]
14 May 2025, 11:42 am
He can be reached at Jeff@JeffNewmanLaw.com or at 978-880-4758 The post What is the largest whistleblower reward issued by the Securities & Exchange Commission? [read post]
14 May 2025, 10:43 am
In a press release, Oregon Attorney General Dan Rayfield openly acknowledged the action was in response to the United States Securities and Exchange Commission (“SEC”) dropping its own case against Coinbase, noting his belief that “states must fill the enforcement vacuum being left by federal regulators who are giving up under the new administration. [read post]
14 May 2025, 6:30 am
SEC Climate Disclosure Rule Developments In early March 2024, the Securities and Exchange Commission (SEC) adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings. [read post]
14 May 2025, 6:30 am
SEC Climate Disclosure Rule Developments In early March 2024, the Securities and Exchange Commission (SEC) adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings. [read post]
14 May 2025, 6:00 am
Florida and Texas enacted laws that sought to force platforms to host content against their will; Trump’s picks to head both the Federal Trade Commission and the Federal Communications Commission have accused private tech companies of “censorship” for moderation actions. [read post]
14 May 2025, 4:14 am
Industry News – Data Privacy and Protection Beat EU Court Rebukes Von der Leyen Over Pfizer Texts in Transparency Ruling ComplexDiscovery Staff In a critical judiciary development, the General Court of the European Union has ruled against the European Commission’s President, Ursula von der Leyen, over her use of private communication in securing COVID-19 vaccines. [read post]
14 May 2025, 2:15 am
Malcolm in her remarks and focused less on how the Commission could support the push toward tokenization and more on whether it should. [read post]
13 May 2025, 9:06 pm
Securities and Exchange Commission, 603 U.S. 109 (2024), administrative enforcement. [read post]
13 May 2025, 9:05 pm
We write in opposition to the hasty and opaque efforts underway to abolish the Public Company Accounting Oversight Board (PCAOB), the nonprofit organization that oversees audits of public companies and SEC-registered brokers and dealers in the United States, currently overseen by the Securities and Exchange Commission (SEC). [read post]
13 May 2025, 5:19 pm
In its 2024 dealer rulemaking release, the Commission stated that crypto assets that are not securities “would be subject to a 100% deduction when computing net capital. [read post]
13 May 2025, 2:07 pm
Securities and Exchange Commission, 603 U.S. 109 (2024), administrative enforcement. [read post]
13 May 2025, 11:15 am
The letter from Carr and Ergen's statement is included in a Securities and Exchange Commission filing submitted by EchoStar today. [read post]
13 May 2025, 5:44 am
Every nation has set rules for such companies; the Securities and Exchange Commission in the United States and the Financial Conduct Authority in the United Kingdom are two examples of such agencies. [read post]
13 May 2025, 5:00 am
When the Securities and Exchange Commission brings charges against a real estate company, it catches my eye. [read post]
13 May 2025, 2:30 am
– Cryptocurrency and Financial Technology: Companies dealing in cryptocurrency often find themselves navigating unclear or rapidly evolving regulations issued by agencies like the Treasury Department (Financial Crimes Enforcement Network), the Securities and Exchange Commission (SEC), and others. [read post]
12 May 2025, 10:00 pm
Keep an eye on the SEC Proposed and Adopted Rules Tracker for the latest updates from the Securities and Exchange Commission. [read post]
12 May 2025, 9:01 pm
Additionally, I have asked the staff to explore whether further guidance or rulemaking may be helpful for enabling the listing and trading of crypto assets on national securities exchanges. [read post]
12 May 2025, 6:56 pm
By the Constantine Cannon Whistleblower Team On April 22, 2025, the Securities and Exchange Commission charged Ramil Palafox, the founder of PGI Global, with orchestrating a $198 million fraud scheme that preyed upon international investors. [read post]
12 May 2025, 2:04 pm
MacDonald and Kelsey Parker As the Securities and Exchange Commission (SEC) steps back from defending its March 2024 Climate Disclosure Rule, companies face growing uncertainty in navigating an increasingly fragmented and uncertain landscape of state and international mandates—with no uniform standards in sight. [read post]
