Search for: "Securities and Exchange Commission v. Bennett & Company" Results 1 - 13 of 13
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
24 Aug 2018, 8:55 am by NICOLE MCMILLAN
Insider Trading Law Explained Neither Section 10(b) of the Securities Exchange Act of 1934 nor Rule 10b-5 of the Securities and Exchange Commission (SEC) expressly forbids insider trading. [read post]
10 Oct 2017, 10:22 am by Justin Giovannettone
Supreme Court commenced a new term last week, one issue of substantial interest to many readers of this blog is whether the Court will address the constitutionality of the Securities & Exchange Commission’s use of administrative law judges (“ALJs”) to adjudicate enforcement proceedings. [read post]
28 Nov 2011, 8:57 pm
On October 26, 2011, the Chicago Mercantile Exchange ("CME") performed a spot audit on MF Global. [read post]
6 Aug 2009, 6:51 am
For almost a decade, Refco concealed trading losses by secretly transferring them to a holding company owned by Chief Executive Officer Phillip Bennett. [read post]
21 Oct 2018, 4:59 pm by INFORRM
The case examines a post made by Musk on social media stating he was considering privatising Tesla and the following investigation by the United States Securities and Exchange Commission. [read post]
9 May 2022, 1:35 am by INFORRM
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]
13 Dec 2021, 5:32 am by INFORRM
Secretary of State for Digital, Culture, Media & Sport Nadine Dorries announced a new pact on the use and exchange of data between the two nations. [read post]
5 Jun 2022, 4:26 pm by INFORRM
DLA Piper has provided a summary of the 5 things you need to know about the EU Commission’s draft Regulation on the European Health Data Space. [read post]
22 Dec 2010, 10:22 pm by legalinformatics
Jeffrey Bennett, Diabetes on Trial: Sonia Sotomayor and the Rhetoric of Recuperation. [read post]