Search for: "Securities and Exchange Commission v. Duncan" Results 1 - 12 of 12
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16 Dec 2017, 4:55 am by Vanessa Sauter
The military commissions are still in full gear. [read post]
6 Dec 2017, 1:19 pm by ligitsec
Time agreed to pay $25,000, $12,500 in advance and an additional $12,500 at publication, in exchange for the right to excerpt 7,500 words from Mr. [read post]
29 Mar 2017, 5:09 am by SHG
Under the 1975 Securities Acts Amendments, large money-management institutions were required to report their portfolio holdings on a quarterly basis to the Securities and Exchange Commission. [read post]
1 Mar 2017, 9:30 am by Legal Beagle
  As summarised in an Isle of Man judgment, the scheme resembled a “Ponzi” scheme in that apparent repayments to HC were in fact funded in a circular way by HC itself:  see paragraph 30 of the judgment of His Honour Deemster Corlett, Heather Capital Limited v KPMG Audit LLC, 17 November 2015. [9]        A third party, Nicholas Levene, was a participant in the scheme. [read post]
13 Dec 2015, 4:29 pm by INFORRM
The European Parliament, Council and Commission have come to an agreement on the Network and Information Security (NIS) Directive. [read post]
15 Jan 2014, 12:11 am by Kevin LaCroix
 However, as with making a trade in the stock market, for larger currency exchanges, the banks will post two different prices: the bid price and the offer (or ask) price. [read post]
16 May 2012, 7:37 am by Rob Robinson
Technology Assisted Review Backgrounder - (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]
15 Mar 2012, 9:53 am by William McGrath
The Commission charged William Duncan, a California-based insurance broker (who purchased 10,000 shares of Hi-Shear and made a profit of $85,525), and John Williams, a Pennsylvania-based tax manager (who purchased 850 shares of Hi-Shear and made a profit of $6,803.18). [read post]