Search for: "Securities and Exchange Commission v. Marin"
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7 Mar 2011, 12:17 pm
As the Securities andamp; Exchange Commission former enforcement chief, William R. [read post]
30 Mar 2022, 9:52 am
By virtue of OBG Ltd v Allan [2007] UKHL 21 and Your Response Ltd v Datateam Business Media Ltd [2014] EWCA Civ 281, a trade document in electronic form is intangible and, therefore, not possessable and capable of functioning as a paper trade document. [read post]
12 Mar 2024, 12:27 pm
This article delves into the cases of Loper Bright and Jarkesy and illustrates how challenges to the current power exercised by administrative agencies may impact the regulatory landscape for public companies, the Securities and Exchange Commission (“SEC”), and market integrity. [read post]
24 Aug 2022, 9:01 pm
Leading this charge is the Securities and Exchange Commission (“SEC”). [read post]
27 Mar 2023, 9:01 pm
In particular, the Second Circuit in SEC v. [read post]
6 Feb 2018, 7:24 am
China Economic and Security Review Commission was created on October 30, 2000 by the Floyd D. [read post]
20 Apr 2022, 9:05 pm
This glaring weakness in digital asset regulation, and the need to address it, has been acknowledged by Securities and Exchange Commission (SEC) Chair Gensler, CFTC Chair Behnam, the digital asset industry, and members of Congress. [read post]
31 Mar 2023, 1:43 pm
In Securities and Exchange Commission v. [read post]
28 Apr 2009, 7:14 am
,(M.D.Fla.)Real Property - Marine themed mural on outside wall of bait shop was protected non-commercial speech.A marine themed mural on the outside wall of a bait shop and a banner placed over the mural reciting the First Amendment were protected non-commercial speech. [read post]
2 Dec 2008, 7:42 pm
Securities and Exchange Commission ...................... [read post]
6 Oct 2023, 5:12 am
From 2010 to 2019, Seeger served as Senior Trial Counsel in the Chicago Regional Office of the United States Securities and Exchange Commission, where he litigated cases to enforce federal securities laws on behalf of the public. [read post]
30 Sep 2010, 6:45 am
Court of Appeals, Second CircuitBusiness Law Judge Exceeded Authority in Ordering Wiretaps Turned Over to SEC in Galleon Case Securities and Exchange Commission v. [read post]
8 Jan 2024, 5:42 pm
Moab Partners, L.P. is whether a violation under a Securities and Exchange Commission regulation, Item 303 of Regulation S-K, can support a claim of securities fraud. [read post]
10 Jan 2024, 2:12 pm
” Not alone, but lonelier then than now before the advent of decisions such as Securities and Exchange Commission v. [read post]
22 Aug 2024, 9:07 am
The deference afforded by Chevron allowed federal agencies like the Federal Trade Commission (FTC), the Securities and Exchange Commission (SEC), and the Consumer Financial Protection Bureau (CFPB) to autonomously update and refine their regulatory approaches in response to evolving industry conditions and consumer behaviors. [read post]
22 Apr 2024, 1:11 pm
In connection with private equity-backed public offerings, the sponsoring firm and its principals and affiliated funds are routinely named as defendants in such lawsuits—both as primary actors under Section (10)(b) of the Securities and Exchange Act of 1934 and as controlling persons under Section 15 of the Securities Act of 1933 and Section 20(a) of the Exchange Act. [read post]
23 Nov 2014, 12:00 am
Securities and Exchange Commission, http://www.sec.gov/about/laws.shtml [vi]United States v. [read post]
9 May 2022, 1:35 am
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
13 Jan 2025, 10:22 am
Jarkesy, the Supreme Court held that when the Securities and Exchange Commission (SEC) seeks civil penalties against a defendant for securities fraud, the Seventh Amendment to the Constitution entitles the defendant to a jury trial. [read post]
29 Jul 2017, 9:56 am
" Doc. 1-1, Texas Home Equity Security Instrument Ex. [read post]
