Search for: "Securities and Exchange Commission v. Marin"
Results 1 - 20
of 58
Sorted by Relevance
|
Sort by Date
24 Apr 2009, 5:00 am
Trico Marine Services. [read post]
11 Oct 2011, 5:00 am
Clayton Peterson and Drew Clayton Peterson, No. 11-CV-5448 (SDNY, Filed Aug. 5, 2011), the Securities and Exchange Commission (“SEC”) brought charges against Clayton Peterson and his son Drew Peterson (collectively “Defendants”) for insider trading under Section 10(b) of the Securities Exchange Act of 1934 and Rule 10(b)-5. [read post]
7 Mar 2011, 12:17 pm
As the Securities andamp; Exchange Commission former enforcement chief, William R. [read post]
30 Mar 2022, 9:52 am
By virtue of OBG Ltd v Allan [2007] UKHL 21 and Your Response Ltd v Datateam Business Media Ltd [2014] EWCA Civ 281, a trade document in electronic form is intangible and, therefore, not possessable and capable of functioning as a paper trade document. [read post]
18 Nov 2016, 7:53 am
On Tuesday, the case of U.S. v. [read post]
12 Mar 2024, 12:27 pm
This article delves into the cases of Loper Bright and Jarkesy and illustrates how challenges to the current power exercised by administrative agencies may impact the regulatory landscape for public companies, the Securities and Exchange Commission (“SEC”), and market integrity. [read post]
24 Aug 2022, 9:01 pm
Leading this charge is the Securities and Exchange Commission (“SEC”). [read post]
29 Apr 2017, 9:04 am
Circuit in 1979 in Curry v. [read post]
27 Mar 2023, 9:01 pm
In particular, the Second Circuit in SEC v. [read post]
3 Apr 2017, 3:14 pm
This prevents Bormann from discussing the records with her client, which goes against “one of the most fundamental aspects” of Skipper v. [read post]
6 Feb 2018, 7:24 am
China Economic and Security Review Commission was created on October 30, 2000 by the Floyd D. [read post]
20 Apr 2022, 9:05 pm
This glaring weakness in digital asset regulation, and the need to address it, has been acknowledged by Securities and Exchange Commission (SEC) Chair Gensler, CFTC Chair Behnam, the digital asset industry, and members of Congress. [read post]
31 Mar 2023, 1:43 pm
In Securities and Exchange Commission v. [read post]
28 Apr 2009, 7:14 am
,(M.D.Fla.)Real Property - Marine themed mural on outside wall of bait shop was protected non-commercial speech.A marine themed mural on the outside wall of a bait shop and a banner placed over the mural reciting the First Amendment were protected non-commercial speech. [read post]
26 Mar 2012, 12:11 pm
In Securities and Exchange Commission v. [read post]
2 Dec 2008, 7:42 pm
Securities and Exchange Commission ...................... [read post]
12 Oct 2018, 6:00 am
Communication Intelligence Agreement governs the exchange of intelligence information relating to “foreign” communications between the U.K and the U.S. [read post]
6 Oct 2023, 5:12 am
From 2010 to 2019, Seeger served as Senior Trial Counsel in the Chicago Regional Office of the United States Securities and Exchange Commission, where he litigated cases to enforce federal securities laws on behalf of the public. [read post]
30 Sep 2010, 6:45 am
Court of Appeals, Second CircuitBusiness Law Judge Exceeded Authority in Ordering Wiretaps Turned Over to SEC in Galleon Case Securities and Exchange Commission v. [read post]
29 Nov 2011, 12:52 pm
Securities and Exchange Commission v. [read post]
