Search for: "Securities and Exchange Commission v. Stein"
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4 Apr 2017, 10:57 am
Prior to his trial Stein moved to produce documents in the Security and Exchange Commission’s (SEC) files. [read post]
23 Mar 2018, 6:23 am
Stein, U.S. [read post]
29 Dec 2022, 12:15 am
According to the Securities and Exchange Commission, a DAO is a " term used to describe a 'virtual' organization embodied in computer code and executed on a distributed ledger or blockchain". [read post]
2 Mar 2018, 6:09 am
Stein, U.S. [read post]
21 Dec 2011, 5:17 am
According to the indictment Stein and co-conspirators faked purchase orders from fictitious customers and then issued press releases and filed documents with the Securities and Exchange Commission (SEC) that reported the fictitious sales. [read post]
28 Feb 2018, 10:00 am
The Commissioners and senior officials of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 23-24 at the annual “SEC Speaks” conference in Washington, D.C. [read post]
24 Feb 2015, 5:04 pm
Securities and Exchange Commission leadership and staff members addressed the public on February 20-21 at the annual “SEC Speaks” conference in Washington, D.C. [read post]
9 May 2017, 11:41 am
Last Thursday, Jay Clayton was officially sworn in as the new Chairman of the Securities and Exchange Commission. [read post]
21 Jul 2017, 6:04 am
Stein, U.S. [read post]
2 Mar 2018, 8:47 pm
Goldsmith On February 21, 2018, the Securities and Exchange Commission (SEC) issued an interpretive Commission Statement and Guidance on Public Company Cybersecurity Disclosures (the “Guidance”) to assist public companies in meeting their cybersecurity disclosure requirements under the federal securities laws. [read post]
15 Feb 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
29 Dec 2017, 6:00 am
Four Thoughts on the Briefing in Carpenter v. [read post]
16 Oct 2020, 12:55 pm
Securities and Exchange Commission 20-276Issue: Whether Congress has implicitly stripped federal district courts of jurisdiction to adjudicate separation-of-powers challenges to the authority of the Security and Exchange Commission’s administrative law judges to preside over enforcement proceedings. [read post]
1 Aug 2019, 11:54 am
Supreme Court’s March 2018 decision in Cyan, Inc. v. [read post]
19 Oct 2018, 6:08 am
Stein, U.S. [read post]
15 Dec 2017, 6:13 am
Stein, U.S. [read post]
4 Dec 2020, 6:15 am
Securities and Exchange Commission), William D. [read post]
17 Oct 2019, 7:00 am
Inc. v. [read post]
20 May 2017, 5:23 am
Covering travel ban litigation, Jane summarized the oral arguments in Hawaii v. [read post]
31 Oct 2011, 9:38 am
Here’s a summary from Sara Randazzo of Am Law Daily: A former Nixon Peabody partner caught up in a Securities and Exchange Commission investigation of a former client’s alleged securities fraud sued the firm this week, claiming Nixon made him a scapegoat in the matter and took most of his $1.5 million book of business out from under him. [read post]
