Search for: "Security Savings Bank v. California" Results 41 - 60 of 149
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15 Dec 2017, 9:01 am by CFM Admin
  Under the Custody Rule, if a registered investment adviser has custody of “client funds or securities”, then it must maintain those client assets with a qualified custodian (generally a bank, broker-dealer, FCM or other financial institution), subject to certain exceptions. [read post]
15 Dec 2017, 9:01 am by CFM Admin
  Under the Custody Rule, if a registered investment adviser has custody of “client funds or securities”, then it must maintain those client assets with a qualified custodian (generally a bank, broker-dealer, FCM or other financial institution), subject to certain exceptions. [read post]
27 Jun 2017, 5:34 am by John Jascob
The court held in a 5-4 vote that American Pipe’s equitable tolling rule is unavailable to save an individual suit filed outside the three-year repose period contained in Securities Act Section 13. [read post]
31 Mar 2017, 7:27 am
 (2016) 246 Cal.App.4th 1462, 1477, quoting Western Security Bank v. [read post]
9 Jun 2016, 5:51 am by Eugene Volokh
The California Channel does not appear to have any express policy permitting unlicensed use for any purpose.] [read post]
10 Apr 2016, 4:00 am by Barry Sookman
Charbonneau, 2016 BCSC 625 https://t.co/t62ypQ9IHB -> Interim injunction in patent case refused in University of California v. [read post]
1 Jun 2015, 5:42 am
The court also explains that Holmes later testified that when she was reviewing Lichtenberger's laptop, she viewed approximately 100 images of child pornography saved in several subfolders inside a folder entitled `private. [read post]
25 May 2015, 4:43 pm by Kevin LaCroix
On October 17, 2013, when Northern District of Illinois Judge Ronald Guzman entered a $2.46 billion judgment for the plaintiffs in the long-running Household International securities class action lawsuit, it was according to statements at the time the largest judgment ever in a securities fraud trial. [read post]
16 Jan 2015, 7:52 am by John Elwood
Hyde Park Savings Bank, 14-116 (addressing appealability in a bankruptcy proceeding)). [read post]