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UPDATE: Eccleston Law Actively Seeks Investors Suffering Losses In Publicly Traded Chinese Companies
9 May 2011, 3:34 pm
In the case of the Chinese companies, they typically acquire small publicly traded companies publicly traded companies with a relatively law market capitalization or a “shell” company. [read post]
14 May 2012, 7:46 pm
Now, however, because the trading suspension mandates that current financial formation must be provided, these shell companies can no longer be used by fraudsters to perpetuate their scams. [read post]
10 Jun 2009, 5:27 am
After years and years of denial and expressing its innocence of the Ogoni affair (it still maintains its innocence), Shell has decided to settle a case brought against it out of court for a sum of 15.5 Million US $. [read post]
31 Oct 2016, 5:11 pm
Typically, shell companies are used by investment banks and financial institutions as vehicles to complete these types of deals because the shell companies are simply structured and can be registered with the SEC easily and inexpensively prior to the reverse merger. [read post]
24 Jan 2024, 9:03 pm
[2] As detailed in the adopting release, the final rules include an exception if the business combination involves a business combination related shell company. [read post]
16 Dec 2011, 10:45 am
“Shell packagers who buy and sell public companies for use by fraudsters have no rightful place in our markets,” said David Rosenfeld, Associate Director of the SEC’s New York Regional Office. [read post]
27 Oct 2016, 6:25 am
To consummate the deal, the private company trades shares with the public shell in exchange for the shell company’s stock, transforming the acquiring private company into a public company. [read post]
24 Dec 2010, 10:23 am
Has been used successfully in the two-step so-called WRASP process to provide trading on the Nasdaq or NYSE AMEX. [read post]
10 May 2023, 2:21 am
The defendants and respondents are both companies within the Shell group of companies. [read post]
28 Sep 2016, 10:39 am
Castro allegedly traded on the inside information through a brokerage account held by a shell company he set up in the British Virgin Islands in an attempt to avoid having the trades traced back to him and Coppero. [read post]
3 Jan 2009, 9:00 pm
Foreign shell companies are however, also commonly used to hide assets. [read post]
20 May 2012, 6:49 pm
That they only suspended trading in companies that have no current information available. [read post]
5 May 2012, 12:53 pm
As part of the SEC’s broad examination of investment company use of derivatives, Senator Carl Levin (D-MI) has urged the SEC to review the use of derivatives by some investment companies to engage in commodity trading through the securities markets in circumvention of restrictions in the federal tax code and in ways that eliminate oversight by the CFTC. [read post]
Shell Oil/Motiva Enterprises $4.5M FLSA Overtime Backpay Settlement Reminder To Pay Workers Properly
16 Sep 2014, 2:03 pm
™ Solutions Law Press, Inc. [read post]
10 May 2011, 10:11 pm
One of the most noteworthy stories over the past several months has been the flurry of accounting fraud allegations involving Chinese companies that obtained listings on U.S. securities exchanges through a reverse merger with a publicly traded domestic shell company. [read post]
4 Mar 2024, 2:57 pm
In this vein, Gunvor routed its bribes through U.S. banks using shell companies in Panama and the British Virgin Islands controlled by Gunvor’s co-conspirators. [read post]
28 Jan 2011, 2:45 pm
Up until 1995, Shell paid royalties based on a "transfer price" -- the price paid by Shell's affiliate, Shell Gas Trading Company, to its producing company, rather than on the price paid to Shell by an unrelated third party. [read post]
25 Oct 2011, 7:51 am
Stock in Form 10 shells cannot trade until a registration is completed post-merger. [read post]
16 Aug 2017, 12:35 pm
Data analysis allowed the SEC’s enforcement staff to uncover the illicit trading despite the traders’ alleged use of shell companies, code words, and an encrypted, self-destructing messaging application to evade detection.In a parallel action, the U.S. [read post]
16 Mar 2015, 7:30 am
The SEC obtained an emergency asset freeze to halt the Ponzi-like scheme.Trading Suspended in 128 Dormant Shell Companies to Put Them Out of Reach of Microcap FraudstersThe SEC has suspended trading in 128 inactive penny stock companies to ensure they don’t become a source for pump-and-dump schemes.Former Company Officer Earns Half-Million Dollar Whistleblower Award for Reporting Fraud Case to SECA whistleblower payout between $475,000 and… [read post]
