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10 Jul 2018, 3:57 am by Hedge Fund Lawyer
The bill passed the State Assembly on May 30, 2018 and is currently in the State Senate. [read post]
3 Jul 2018, 11:14 am by Mike Delikat
” Uniform Definition of “Whistleblower” In the wake of Digital Realty Trust, Inc. v. [read post]
27 Jun 2018, 8:08 am by Hedge Fund Lawyer
  Such a position would entail a facts and circumstances determination, and taking such a position is likely a risky strategy based on recent comments from SEC Chairman Clayton. [read post]
26 Jun 2018, 2:46 pm by Sarah Aberg
Regulation Best Interest is, in large part, a response to the highly-criticized Department of Labor Fiduciary Rule (the “DOL Fiduciary Rule”), which was vacated by the United States Court of Appeals for the Fifth Circuit on March 15, 2018 (see Chamber of Commerce of the U.S.A., et al. v. [read post]
18 Jun 2018, 1:04 pm by Matthew DeVries
The rule relating to the effect of a contractor who exceeds its licensing limit is now clear based upon the decision in Clayton Pickens v. [read post]
18 Jun 2018, 1:04 pm by Matthew DeVries
The rule relating to the effect of a contractor who exceeds its licensing limit is now clear based upon the decision in Clayton Pickens v. [read post]
7 Jun 2018, 9:30 pm by Bobby Chen
.), Attorney General Jeff Sessions stated, “I have concluded that this is a rare case where the proper course is to forgo defense of Section 5000(A)(a)” but that the decision not to defend the constitutionality of the individual mandate “will not prevent the court in Texas v. [read post]
27 Apr 2018, 6:01 am
Posted by Vishal Gupta, Sandra Mortal, and Xiaohu Guo (University of Alabama), on Saturday, April 21, 2018 Tags: Compensation ratios, Diversity, Executive Compensation, Management Corporate Governance Deviance Posted by Ruth V. [read post]
5 Apr 2018, 8:24 am by CFM Admin
Chairman Clayton expressed his support for new technological innovations in the financial markets, while emphasizing that these innovations should not be made at the expense of protecting investors and markets. [read post]
23 Mar 2018, 9:47 am by Daniel Nathan
And Chairman Clayton stated that the SEC will continue to move forward with its rule in the wake of the Fifth Circuit’s rejection of the DOL’s rule. [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
Piwowar even went so far as to issue a formal statement about the lack of communication to him about the SEC data breach, stating:   “I commend Chairman Clayton for initiating an assessment of the SEC’s internal cybersecurity risk profile and approach to cybersecurity from a regulatory perspective. [read post]
12 Feb 2018, 7:36 am by Arina Shulga
Clayton also stated that "... simply calling something a currency" or a currency-based product does not mean that it is not a security. [read post]