Search for: "State v. Investors Security Corporation"
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20 Jan 2025, 9:01 pm
Securities and Exchange Commission and Commodity Futures Trading Commission In the fall, the SEC and CFTC published their annual reports on their whistleblower programs, which were created by the Dodd-Frank Act in 2010.[19] The SEC and CFTC programs cover information about violations of the federal securities laws and Commodity Exchange Act, respectively. [read post]
17 Jan 2025, 8:19 am
TikTok Inc. v. [read post]
14 Jan 2025, 9:01 pm
As I leave the FDIC, I thought there might be value in sharing some of the lessons of that experience as we head into a period of uncertainty about the future path of financial regulation in the United States and globally. [read post]
12 Jan 2025, 9:01 pm
Newlink Genetics Corporation,22 in which the court explained that statements of opinion may be actionable if they contain “an embedded statement of fact that is not true. [read post]
8 Jan 2025, 9:01 pm
The guidelines aim to reduce greenwashing risks, enhance investor trust and standardize practices across EU member states. [read post]
6 Jan 2025, 9:05 pm
Do we trust non-state actors like NASDAQ to do right by society if we are to aggrandize their jurisdiction by trying to make corporate board diversity a problem of securities fraud? [read post]
6 Jan 2025, 9:07 am
Supreme Court’s June 2024 decision in the SEC v. [read post]
2 Jan 2025, 9:05 pm
Securities and Exchange Commission (SEC) approved bitcoin exchange-traded funds (ETFs), allowing investors to buy and sell bitcoin just like stocks and other financial instruments. [read post]
1 Jan 2025, 9:01 pm
Supreme Court in Basic v. [read post]
22 Dec 2024, 9:05 pm
The opinion includes a cautionary reflection on the limits of corporate law, at least the law of a single small state, as a lever for the pursuit of pro-social objectives. [read post]
18 Dec 2024, 10:37 am
Supreme Court‘s dismissal of a writ of certiorari in late November in Facebook Inc. v. [read post]
16 Dec 2024, 2:24 am
Contents include: Agora on ISDS and Armed Conflicts Meg Kinnear, Paul Jean Le Cannu & Pierre Nosewicz, ICSID Preface Alain Farhad, Investment Protection in Situations of Armed Conflict: Evolution, Relevance and Challenges Dapo Akande, Armed Conflicts and Investor-State Disputes Samaa Haridi & Vivasvat Dadwal, The Protection of Intangible Property during Armed Conflict Borzu Sabahi & Farshad Rahimi Dizgovin, International Legal Framework Governing Assessment of Damages… [read post]
13 Dec 2024, 1:18 pm
The court held that the Corporate Transparency Act likely exceeds Congress’s authority under the U.S. [read post]
13 Dec 2024, 8:36 am
Riot Platforms, Inc. v Bitfarms Ltd. [read post]
3 Dec 2024, 9:01 pm
If an investor has a roster of directors from which the investor frequently chooses its director designees, a director that has been placed on boards in the past by the investor and that may expect to be placed on portfolio company boards in the future may not be considered to be independent from the investor. [read post]
26 Nov 2024, 9:05 pm
Notably, the Investor Advocate seeks funding for 18 FTE positions, on par with 2024 but up 28 percent over 2023, for a total expense of $11,307,000.[14] The Investor Advocate, not unlike OIEA, states that its four “core functions” are to “(1) Provide a voice for investors, (2) Assist retail investors, (3) Study investor behavior, and (4) Support the SEC’s Investor Advisory Committee. [read post]
24 Nov 2024, 9:01 pm
In fiscal year 2024, the SEC distributed $345 million to harmed investors, marking more than $2.7 billion returned to investors since the start of fiscal year 2021. [read post]
21 Nov 2024, 9:01 pm
Securities and Exchange Commission’s (the “SEC”) Division of Enforcement continued to focus on cybersecurity and artificial intelligence (“AI”) disclosures. [read post]
14 Nov 2024, 9:05 pm
The securities laws—benefiting investors and issuers alike—help create trust in our capital markets. [read post]
14 Nov 2024, 7:55 am
But renewables have powerful corporate champions and trade associations with support across the aisle in Washington, D.C. [read post]
