Search for: "State v. Investors Security Corporation"
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10 Apr 2012, 11:07 am
First, the approach taken in Canadian Solar stands in sharp contrast to the one taken by the United States Supreme Court in Morrison v. [read post]
16 Sep 2014, 11:40 am
READ PARTS I-V (pp. 101-138 in SSRN version). [read post]
24 Aug 2012, 3:55 pm
Falcone Face SEC Securities Charges Over Client Asset Misappropriation and Market Manipulation Allegations, Institutional Investor Securities Blog, June 29, 2012 Montford Associates to Pay $650,000 in Securities and Exchange Commission Penalties Over Failure to Disclose Payments from Hedge Fund, Institutional Investor Securities Blog, May 1, 2008 [read post]
10 Jul 2023, 8:26 am
The SEC believes the vast majority of cryptocurrencies are securities based on the Howey test, the framework used to determine if an asset is a security articulated in SEC v. [read post]
19 Dec 2022, 4:00 pm
Litig. v. [read post]
27 Apr 2009, 1:34 am
According to this account, investors will not purchase, or at least not pay as much for, securities of firms incorporated in states that cater excessively to management. [read post]
8 Oct 2010, 5:00 am
In Fulton County Employees’ Retirement System v. [read post]
3 Mar 2009, 11:06 am
In Rubke v. [read post]
24 Apr 2010, 5:00 am
In Securities and Exchange Comm’n v. [read post]
2 Dec 2016, 11:21 am
In an amicus brief filed with the Kansas Court of Appeals, NASAA argued that Kansas does have territorial jurisdiction over the case under either of the two tests used by courts to determine whether an offer has “originated from” a state (State v. [read post]
15 Jan 2019, 2:48 pm
Fund v. [read post]
21 Mar 2012, 1:22 am
Supreme Court issued its opinion in Matrixx Initiatives v. [read post]
23 Nov 2020, 2:09 pm
Background Regarding Federal Forum Provisions In March 2018, the United States Supreme Court held in Cyan, Inc. v. [read post]
24 Aug 2018, 6:06 am
Securities and Exchange Commission, on Wednesday, August 22, 2018 Tags: Broker-dealers, Disclosure, Investment advisers, Investor protection, Retail investors, SEC rulemaking, Securities regulation Board Diversity, Firm Risk, and Corporate Policies Posted by Gennaro Bernile (University of Miami) Vineet Bhagwat (George Washington University), and Scott E. [read post]
6 Feb 2018, 12:00 am
In Dinnen v. [read post]
18 Jun 2019, 6:42 am
Brief Overview: The stockholder demand in this case stated as its purpose the investigation of mismanagement, including depriving investors of their right of first refusal under an investors’ agreement that was amended without the consent of all investors, as well as interfering with the sale of stock by a large stockholder. [read post]
14 Dec 2021, 2:00 pm
The China Securities Investor Service Centre (CSISC), a government-affiliated body, represented investors as it brought the action against Kangmei Pharmaceutical Co. [read post]
19 Jan 2023, 12:49 pm
Having a greater understanding of how investor plaintiffs and corporate defendants estimate aggregate damages in private Rule 10b-5 securities suits will cultivate a more efficient and data-driven claim resolution process to compensate allegedly defrauded investors in an equitable manner. [read post]
4 Nov 2013, 5:13 pm
Countrywide Financial Corporation, et al., DelawareSupreme Court, No. 14, 2013, September 10, 2013, Holland, J.)The derivative action was brought in federal court by five institutional investors asserting state and federal derivative claims for breach of fiduciary duty and securities law violations. [read post]
5 Dec 2016, 5:42 pm
Supreme Court’s decision in Morrison v. [read post]
