Search for: "State v. Investors Security Corporation" Results 201 - 220 of 1,461
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10 Apr 2012, 11:07 am by Brandon Kain
First, the approach taken in Canadian Solar stands in sharp contrast to the one taken by the United States Supreme Court in Morrison v. [read post]
24 Aug 2012, 3:55 pm
Falcone Face SEC Securities Charges Over Client Asset Misappropriation and Market Manipulation Allegations, Institutional Investor Securities Blog, June 29, 2012 Montford Associates to Pay $650,000 in Securities and Exchange Commission Penalties Over Failure to Disclose Payments from Hedge Fund, Institutional Investor Securities Blog, May 1, 2008 [read post]
10 Jul 2023, 8:26 am by Edward T. Kang and Kandis Kovalsky
The SEC believes the vast majority of cryptocurrencies are securities based on the Howey test, the framework used to determine if an asset is a security articulated in SEC v. [read post]
27 Apr 2009, 1:34 am
According to this account, investors will not purchase, or at least not pay as much for, securities of firms incorporated in states that cater excessively to management. [read post]
2 Dec 2016, 11:21 am by John Jascob
In an amicus brief filed with the Kansas Court of Appeals, NASAA argued that Kansas does have territorial jurisdiction over the case under either of the two tests used by courts to determine whether an offer has “originated from” a state (State v. [read post]
21 Mar 2012, 1:22 am by Kevin LaCroix
Supreme Court issued its opinion in Matrixx Initiatives v. [read post]
23 Nov 2020, 2:09 pm by Kevin LaCroix
  Background Regarding Federal Forum Provisions In March 2018, the United States Supreme Court held in Cyan, Inc. v. [read post]
24 Aug 2018, 6:06 am
Securities and Exchange Commission, on Wednesday, August 22, 2018 Tags: Broker-dealers, Disclosure, Investment advisers, Investor protection, Retail investors, SEC rulemaking, Securities regulation Board Diversity, Firm Risk, and Corporate Policies Posted by Gennaro Bernile (University of Miami) Vineet Bhagwat (George Washington University), and Scott E. [read post]
18 Jun 2019, 6:42 am by Francis Pileggi
Brief Overview: The stockholder demand in this case stated as its purpose the investigation of mismanagement, including depriving investors of their right of first refusal under an investors’ agreement that was amended without the consent of all investors, as well as interfering with the sale of stock by a large stockholder. [read post]
14 Dec 2021, 2:00 pm by Kevin LaCroix
The China Securities Investor Service Centre (CSISC), a government-affiliated body, represented investors as it brought the action against Kangmei Pharmaceutical Co. [read post]
19 Jan 2023, 12:49 pm by Kevin LaCroix
Having a greater understanding of how investor plaintiffs and corporate defendants estimate aggregate damages in private Rule 10b-5 securities suits will cultivate a more efficient and data-driven claim resolution process to compensate allegedly defrauded investors in an equitable manner. [read post]
4 Nov 2013, 5:13 pm by James Hamilton
Countrywide Financial Corporation, et al., DelawareSupreme Court, No. 14, 2013, September 10, 2013, Holland, J.)The derivative action was brought in federal court by five institutional investors asserting state and federal derivative claims for breach of fiduciary duty and securities law violations. [read post]