Search for: "State v. Investors Security Corporation" Results 261 - 280 of 1,298
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3 Feb 2017, 6:04 am
Posted by Seth Duppstadt, Proxy Insight, on Thursday, February 2, 2017 Tags: Boards of Directors, Executive Compensation, Glass Lewis, Institutional Investors, ISS, Management, Proxy advisors, Proxy voting, Say on pay, Shareholder voting Corporate Power is Corporate Purpose I: Evidence from My Hometown Posted by Kobi Kastiel, Co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, February 2, 2017 Tags: Boards of Directors,… [read post]
25 Feb 2024, 9:05 pm by renholding
Through private ordering, each company may tailor shareholder proposal rights to best meet its needs, and securities markets may efficiently price those rights for the benefit of investors. [read post]
15 Nov 2019, 6:17 am
Securities and Exchange Commission, on Wednesday, November 13, 2019 Tags: Capital markets, Institutional Investors, IPOs, Long-Term value, Private firms, Public firms, Retail investors 2020 Policy Guidelines—United States Posted by Courteney Keatinge and Kern McPherson, Glass, Lewis & Co., on Wednesday, November 13, 2019 Tags: Audit committee, Board performance, Boards of… [read post]
11 Jan 2021, 6:37 pm by Shannon O'Hare
Whilst the Federal Reserve continues to buy up corporate debt, throughout 2020 U.S. [read post]
16 Oct 2024, 3:53 pm by Kevin LaCroix
As a result of its corporate structure, the company transfers cash and other assets between itself and its subsidiaries, including Shanghai Xiao. [read post]
6 Mar 2017, 4:26 pm by Kevin LaCroix
  Just weeks after the Supreme Court issued its decision in Morrison, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”),  which included a provision (Section 929P) stating that federal courts shall have jurisdiction of an action or proceeding brought or instituted by the SEC or DOJ alleging a violation of the antifraud provisions of the Exchange Act involving “(1) conduct within the United States that… [read post]
23 Nov 2011, 2:43 am by assoulineberlowe
On September 19, 2011, the Ninth Circuit Court of Appeal issued an important closely watched opinion, styled Sherman v. [read post]
4 Aug 2015, 5:42 pm by Kevin LaCroix
Another recurring issue has to do with the assessment of trading in company securities by corporate insiders pursuant to Rule 10b5-1 trading plans. [read post]