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Weekly Roundup: November 8–14, 2019
15 Nov 2019, 6:17 am
Securities and Exchange Commission, on Wednesday, November 13, 2019 Tags: Capital markets, Institutional Investors, IPOs, Long-Term value, Private firms, Public firms, Retail investors 2020 Policy Guidelines—United States Posted by Courteney Keatinge and Kern McPherson, Glass, Lewis & Co., on Wednesday, November 13, 2019 Tags: Audit committee, Board performance, Boards of… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC v. Landberg: Court Denies Motion to Dismiss SEC Fraud Claim Against CFO
19 Apr 2012, 5:00 am by Lina Jasinskaite
SEC v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
City of Farmington Hills Employees Retirement System v. Wells Fargo Bank, N.A.: Court Grants Plaintiff’s Motion for Class Certification in Securities Lending Case
7 Jun 2012, 5:00 am by Greg Diamond
Sys. v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Fifth Circuit Rejects Section 10(b) Scheme Liability in Absence of Explicit Attribution of Conduct or Statements to Defendant
17 Nov 2010, 12:13 pm
” Citing the United States Supreme Court decisions in Stoneridge Investment Partners, LLC v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Sec. & Exch. Comm'n v. SBM Investment Securities, Inc. (Maryland U.S.D.C.) (Not Approved for Publication)
24 Feb 2007, 2:11 am
Comm'n v. [read post]
Maryland Courts Watcher - http://marylandcourts.blogspot.com/
Guest Post: 2019 Securities Litigation: Key Takeaways and Trends
16 Mar 2020, 1:54 pm by Kevin LaCroix
Ct. 1061 (2018), allowing securities class action plaintiffs to pursue public offering claims in state courts. [read post]
The D & O Diary - http://www.dandodiary.com/
Guest Post: Post-Morrison Application of U.S. Securities Laws to Foreign Issuers
6 Mar 2017, 4:26 pm by Kevin LaCroix
  Just weeks after the Supreme Court issued its decision in Morrison, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”),  which included a provision (Section 929P) stating that federal courts shall have jurisdiction of an action or proceeding brought or instituted by the SEC or DOJ alleging a violation of the antifraud provisions of the Exchange Act involving “(1) conduct within the United States that… [read post]
The D & O Diary - http://www.dandodiary.com/
Appellate Court Cancels Corporation’s Cancellation of Minority Shares
7 Oct 2013, 4:03 am by Peter Mahler
Zyskind v. [read post]
New York Business Divorce - http://www.nybusinessdivorce.com/
Weekly Roundup: September 28–October 4, 2018
5 Oct 2018, 5:52 am
Eaton (Oklahoma State University), and Bradley S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: January 17-23, 2020
24 Jan 2020, 7:18 am
Silk, Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Legacy Of The Commissioner Who Was Indicted
20 Dec 2011, 2:00 am by Keith Paul Bishop
Supreme Court tackled the definition of a security in S.E.C. v. [read post]
California Corporate & Securities Law - http://www.calcorporatelaw.com/
The Second Circuit Takes a Whack at Morrison's Second Prong
5 Mar 2012, 12:11 am by Kevin LaCroix
In its June 2010 decision in the Morrison v. [read post]
The D & O Diary - http://www.dandodiary.com/
District Court Finds That Participation in Delaware Merger Confers Jurisdiction, Denies Motion to Dismiss
1 Feb 2008, 2:09 pm
G & G LLC v. [read post]
Delaware Business Litigation Report - http://www.delawarebusinesslitigation.com/
Guest Post: Second Circuit Revives Securities Fraud Class Action Against the Manufacturer of the Keurig Coffeemaker
4 Aug 2015, 5:42 pm by Kevin LaCroix
Another recurring issue has to do with the assessment of trading in company securities by corporate insiders pursuant to Rule 10b5-1 trading plans. [read post]
The D & O Diary - http://www.dandodiary.com/
Possible Reprieve For Ponzi Scheme Innocent Net Winners
23 Nov 2011, 2:43 am by assoulineberlowe
On September 19, 2011, the Ninth Circuit Court of Appeal issued an important closely watched opinion, styled Sherman v. [read post]
Intellectual Property, Business, and Bankruptcy Blog - http://assoulineberlowe.wordpress.com/
Weekly Roundup: December 2–December 8, 2016
9 Dec 2016, 1:00 am
Karp and Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Supreme Court to Consider Extraterritorial Application of Securities Laws
13 Dec 2009, 6:26 am
In October 2008, the United States Court of Appeals for the Second Circuit issued an important decision concerning the extraterritorial application of the U.S. securities laws, Morrison v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Ninth Circuit Reverses Dismissal Of Securities Frau Complaint On Loss Causation Grounds Despite Three-Month Delay Between Corrective Disclosure And Market Reaction
23 Sep 2008, 3:34 am
”  Metzler Investment GMBH v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reverses Dismissal Of Securities Fraud Complaint On Loss Causation Grounds Despite Three-Month Delay Between Corrective Disclosure And Market Reaction
23 Sep 2008, 3:34 am
”  Metzler Investment GMBH v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Brazilian Energy Company’s Corruption-Related U.S. Securities Suit Survives Dismissal Motion
28 Mar 2017, 4:32 pm by Kevin LaCroix
  The Securities Lawsuit As discussed here, on July 25, 2015, certain Electrobras investors filed a securities class action lawsuit in the Southern District of New York. [read post]
The D & O Diary - http://www.dandodiary.com/