Search for: "State v. Investors Security Corporation" Results 21 - 40 of 1,283
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26 Nov 2024, 9:05 pm by renholding
Notably, the Investor Advocate seeks funding for 18 FTE positions, on par with 2024 but up 28 percent over 2023, for a total expense of $11,307,000.[14] The Investor Advocate, not unlike OIEA, states that its four “core functions” are to “(1) Provide a voice for investors, (2) Assist retail investors, (3) Study investor behavior, and (4) Support the SEC’s Investor Advisory Committee. [read post]
24 Nov 2024, 9:01 pm by renholding
In fiscal year 2024, the SEC distributed $345 million to harmed investors, marking more than $2.7 billion returned to investors since the start of fiscal year 2021. [read post]
21 Nov 2024, 9:01 pm by ngodridge
Securities and Exchange Commission’s (the “SEC”) Division of Enforcement continued to focus on cybersecurity and artificial intelligence (“AI”) disclosures. [read post]
14 Nov 2024, 9:05 pm by renholding
The securities laws—benefiting investors and issuers alike—help create trust in our capital markets. [read post]
14 Nov 2024, 7:55 am by Guest Contributor
But renewables have powerful corporate champions and trade associations with support across the aisle in Washington, D.C. [read post]
13 Nov 2024, 9:01 pm by eorozco
-organized entities—including any foreign branch of any such entity—or any person in the United States (31 C.F.R. [read post]
3 Nov 2024, 9:05 pm by renholding
Conclusion While America and the world are nervously awaiting the outcome of the presidential elections in the United States, many activist investors are hoping that Trump prevails. [read post]
16 Oct 2024, 3:53 pm by Kevin LaCroix
As a result of its corporate structure, the company transfers cash and other assets between itself and its subsidiaries, including Shanghai Xiao. [read post]
 According to the SEC, in those transactions passive investors made investments of money in a common enterprise in reliance on the efforts of promoters to generate investor profits. [read post]
8 Oct 2024, 9:05 pm by renholding
  Investors who care only about profits will take their money elsewhere. [read post]
8 Oct 2024, 9:01 pm by renholding
On September 6, 2024, the United States Securities and Exchange Commission (the SEC) charged Esmark Inc. [read post]
2 Sep 2024, 7:16 am by Kevin LaCroix
How Significant of a Corporate and Securities Litigation Risk will AI Prove to Be? [read post]
15 Aug 2024, 10:55 am by John Stigi and John Mysliwiec
Aug. 8, 2024), the United States Court of Appeals for the Ninth Circuit affirmed the dismissal of a securities class action brought by investors who purchased shares of the special purpose acquisition company Churchill Capital Corporation IV (“CCIV”) in early 2021 before it merged with Atieva, Inc. d/b/a Lucid Motors (“Lucid”) in July 2021. [read post]
12 Aug 2024, 3:04 pm by Kevin LaCroix
Background Churchill Capital Acquisition Corporation IV (Churchill IV) is a special purpose acquisition corporation (SPAC) formed in April 2020 and that completed an IPO on July 30, 2020. [read post]