Search for: "State v. Investors Security Corporation" Results 41 - 60 of 1,337
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28 Apr 2022, 9:01 pm by Caroline A. Crenshaw
” In corporate governance, the ideal that some cite is “one share, one vote. [read post]
25 Apr 2022, 1:39 pm by Kevin LaCroix
The complaint purports to be filed on behalf of two classes of investors: investors who purchased securities of VIH or, post-combination, of Bakkt, between March 31, 2021 (the date VIH filed its Form S-4 with the SEC in connection with the planned business combination) and November 19, 2021 (the trading date before the date Bakkt announced the need to restate the prior VIH financial statements); and investors who purchased common stock traceable to the Offering… [read post]
20 Apr 2022, 9:05 pm by Lee Reiners
The Executive Order on digital assets offers six objectives that serve as a natural starting point: protect consumers, investors, and businesses; protect United States and global financial stability and mitigate systemic risk; mitigate the illicit finance and national security risks; reinforce United States leadership in the global financial system and in technological and economic competitiveness; promote access to safe and affordable financial services; and… [read post]
14 Apr 2022, 5:43 am
We, however, urge the Commission to take further steps to ensure that Section 13(d) of the Securities Exchange Act of 1934 (as amended, the “Exchange Act”) completely fulfills its stated purpose, which is to “alert investors in securities markets to potential changes in corporate control and to provide them with an opportunity to evaluate the effect of these potential changes. [read post]
14 Apr 2022, 5:43 am
We, however, urge the Commission to take further steps to ensure that Section 13(d) of the Securities Exchange Act of 1934 (as amended, the “Exchange Act”) completely fulfills its stated purpose, which is to “alert investors in securities markets to potential changes in corporate control and to provide them with an opportunity to evaluate the effect of these potential changes. [read post]
For example, Section 160 of the Delaware General Corporation Law prohibits a corporation from purchasing its shares of capital stock when the purchase “would cause any impairment of the capital of the corporation”;4 its organizational documents, including its certificate of incorporation and bylaws; any agreements that may restrict or limit its ability to repurchase its securities. [read post]
9 Apr 2022, 3:01 am by Karl Mihm
The Trump Corporation Class Action A group of anonymous plaintiffs have filed a class action against the Trump family and their business, alleging that the Trumps used their brand to scam investors into paying for worthless business opportunities. [read post]
22 Mar 2022, 3:19 am by Jan von Hein
Lehmann: Locating Financial Loss and Collective Actions in Case of Defective Investor Information: The CJEU’s Judgment in VEB v BP For the first time, the CJEU has ruled in VEB v BP on the court competent for deciding liability suits regarding misinformation on the secondary securities market. [read post]
20 Mar 2022, 6:09 am by Kevin LaCroix
As I have noted in prior posts, one of the most significant securities litigation phenomenon over recent months has been the rise of lawsuits involving special purpose acquisition corporations (SPACs). [read post]
18 Mar 2022, 9:04 am by Zak Gowen
For companies that are publicly held or have otherwise issued securities in the United States, the SEC’s EDGAR database provides a wealth of free information on finances, corporate structure, and management’s outlook that allows you to get started right away. [read post]
11 Mar 2022, 1:05 pm by Christopher J. Hubbert
The KJK securities team can offer legal counsel across the spectrum of corporate and securities law. [read post]
10 Mar 2022, 4:51 am by Rob Robinson
Everlaw is used by Fortune 100 corporate counsels and household brands like Hilton and Dick’s Sporting Goods, 76 out of the AM Law 200 and all 50 U.S. state attorneys general. [read post]
9 Mar 2022, 9:03 am by Alvaro Marañon
  The principal policy objectives of the United States with respect to digital assets are as follows:            (a)  We must protect consumers, investors, and businesses in the United States. [read post]