Search for: "State v. Investors Security Corporation" Results 61 - 80 of 1,415
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11 Oct 2007, 11:43 am
The case, which one industry group has called the most important securities case in a generation, has attracted at least 30 briefs from investor advocates, labor funds, state officials, business interests, lawmakers, and former Securities and Exchange Commission officials. [read post]
1 Feb 2019, 10:51 am
  Faculty in corporate and securities law are usually asked to select about six choices for best corporate and securities articles from a list of articles published and indexed in legal journals during 2018. [read post]
21 Feb 2017, 5:00 am by John Jascob
., LL.M.Promissory notes issued to a single investor in connection with a real estate development scheme did not constitute securities under the California Corporate Securities Law. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
”[3] He further stated, “Congress’ purpose in enacting the securities laws was to regulate investments, in whatever form they are made and by whatever name they are called. [read post]
10 Oct 2007, 7:35 am
Background Section 10(b) of the Securities and Exchange Act of 1934 and Rule 10b-5 promulgated thereunder grant a private right of action to investors against those corporations for securities fraud. [read post]
24 Mar 2023, 6:30 am
United States, Rule 10b-5, SEC enforcement, Securities fraud, United States v. [read post]
24 Mar 2023, 6:30 am
United States, Rule 10b-5, SEC enforcement, Securities fraud, United States v. [read post]
3 Oct 2014, 10:56 am by Gustav L. Schmidt
An interesting topic considering such bylaws are matters of state corporate and contract laws, not federal securities laws. [read post]
18 Feb 2021, 6:30 am by John Jascob
For over three years, Coinseed and its executives flagrantly and illegally violated New York state laws, but the corporate greed perpetrated by Coinseed while committing fraud against thousands of investors ends now. [read post]
6 Dec 2010, 6:00 am by Keith Paul Bishop
  Alan points out that the district court in Stimmel v. [read post]
The case was brought by a group of hedge funds and other investors who took short positions in security based swap agreements that referenced the stock of Volkswagen (VW), which is traded in Germany but not in the United States. [read post]