Search for: "State v. Investors Security Corporation"
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10 Jun 2016, 6:15 am
Park, University of California, Los Angeles , on Friday, June 3, 2016 Tags: Disclosure, Dodd-Frank Act, Federalism, Investor protection, Misconduct, Rule 10b-5, Securities Act, Securities fraud, Securities regulation, Shareholder value, SOX, State law, Stock mispricing Remarks on Optimizing the Equity Markets Posted by Mary Jo White, U.S. [read post]
6 Jan 2010, 2:46 am
See Securities and Exchange Commission v. [read post]
7 Dec 2011, 5:00 am
In Katz v. [read post]
25 Apr 2011, 7:21 pm
SEC v. [read post]
28 Jul 2019, 8:40 am
In Eisenstadt v. [read post]
22 Feb 2017, 8:22 am
Federal law uses some variation of the factors stated in S.E.C. v. [read post]
12 May 2021, 5:57 am
Paul Jurberg, were senior officers at Bio Defense Corporation. [read post]
16 Jun 2022, 9:05 pm
The Working Group on Securities Disclosure Authority respectfully submits these comments on the Commission’s recent proposal related to mandated, standardized climate-related disclosures for investors. [read post]
27 Jul 2013, 3:40 pm
Sometime in 1970, Congress enacted the Securities Investor Protection Act (SIPA), as amended, which authorized the formation of respondent corporation, a private nonprofit corporation, of which most broker-dealers registered under § 15(b) of the Securities Exchange Act of 1934, § 78o(b), are required to be members. [read post]
25 Feb 2021, 9:08 am
The most lucrative claims might be securities violations (both state and federal).[1] But because CLOs are typically distributed to qualified institutional buyers, CLOs are often encompassed by Rule 144A of the Securities Act, meaning that some causes of action under the federal securities act are unavailable. [read post]
7 Dec 2010, 6:33 am
The North American Securities Administrators Association (NASAA) has filed a joint amicus brief with AARP in the case of Janus Capital Partners v. [read post]
2 Nov 2014, 11:14 am
Securities fraud is back in the Supreme Court in Omnicare, Inc. v. [read post]
8 Mar 2010, 5:05 am
In Bixler v. [read post]
11 Apr 2012, 4:15 pm
Supreme Court’s Morrison v. [read post]
26 May 2020, 4:45 pm
In Rubenstein v. [read post]
9 May 2017, 6:30 am
By rejecting this argument and emphasizing that federal securities law regulates disclosure while state corporate law regulates the internal affairs of the corporation, the Supreme Court helped open the door to Delaware’s dominance of corporate law for the next two decades. [read post]
22 Jun 2009, 5:00 am
We are discussing Merck v. [read post]
17 Mar 2018, 12:00 am
In Schaffer, et al. v. [read post]
26 Sep 2023, 9:01 pm
On August 24, 2023, the Second Circuit affirmed the dismissal of state-law securities claims in Kirschner v. [read post]
5 Aug 2017, 5:37 pm
Access to recorded classes will be controlled via a secure course management platform, such as ANGEL, and will be restricted to students enrolled in the recorded course, the professor, and those University IIT personnel necessary to maintain the system. [read post]
