Search for: "State v. Investors Security Corporation" Results 121 - 140 of 1,338
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10 Dec 2009, 5:00 am
In addition to denying violation of federal securities laws, Chais stated three affirmative defenses. [read post]
30 Nov 2007, 7:33 am
U.S. companies will be allowed once again to exclude proxy access proposals from their corporate ballots, the Securities and Exchange Commission has decided. [read post]
14 Nov 2009, 5:00 am
("USEC"), which provided uranium enrichment services to the United States government, was renegotiating a contract with a Russian corporation. [read post]
4 Dec 2010, 5:00 am by Tracy Taylor
  First, the defendants questioned whether the securities fraud claims of the putative class in the case, including purchasers of securities on a French stock exchange, remained viable after the United States Supreme Court’s decision in Morrison v. [read post]
16 Feb 2021, 2:23 pm by Kevin LaCroix
Ct. 1061 (2018), that state courts have concurrent jurisdiction with federal courts over Securities Act claims and that actions asserting only Securities Act claims filed in state court could not be removed. [read post]
21 Nov 2007, 8:34 am
Securities and Exchange Commission not to roll back investors' proxy access rights. [read post]
26 Jun 2018, 6:46 am by Doug Cornelius
Like in Howey, the investors are passive. [read post]
5 Mar 2021, 8:15 am by John Jascob
At issue is whether a defendant in a securities class action may rebut the presumption of classwide reliance recognized in Basic Inc. v. [read post]
31 May 2019, 8:39 am by Carl Neff
On May 31, 2019, the Court of Chancery issued a 57-page memorandum opinion ordering Facebook Inc. to provide certain corporate books and records to various plaintiff investors, in the case of In re Facebook Inc. [read post]
14 Nov 2010, 12:49 pm by Larry Catá Backer
  .investors purchase securities, customers purchase products, employees work, trade creditors extend credit, and the like. [read post]
20 Dec 2011, 11:36 am by Steve Bainbridge
Secrist also stated that various regulatory agencies had failed to act on similar charges made by Equity Funding employees. [read post]
23 Apr 2012, 3:11 pm by admin
” Note: New York State does not exclude s corporations from all corporate level taxation. [read post]
12 Nov 2019, 12:26 pm by Francis Pileggi
Santa Fe that merger challenges were the province of  state law and not classic federal securities laws because they focused on fiduciary duty, not securities deceit and fraud, the Delaware state courts rose to prominence, the professors agreed. [read post]
1 Aug 2019, 11:54 am by Kevin LaCroix
Corporations — and investors in these corporations — are paying a steep price to protect their directors and officers from this foggy problem that has muddied the waters. [read post]
10 Dec 2021, 4:59 am
Walker (The Ohio State University), on Friday, December 3, 2021 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC enforcement, Securities enforcement, Securities regulation Statement by Chair Gensler on Holding Foreign Companies Accountable Act Posted by Gary Gensler, U.S. [read post]