Search for: "State v. Investors Security Corporation" Results 141 - 160 of 1,378
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14 May 2021, 6:07 am
Goldstein, Schulte Roth & Zabel LLP, on Tuesday, May 11, 2021 Tags: Beneficial owners, Corporate Transparency Act, Disclosure, Financial regulation, FinCEN, LLCs, Securities enforcement, Securities regulation, Transparency When a Company Takes a Stand, What is the Board’s Role? [read post]
13 May 2021, 2:24 pm by Kevin LaCroix
Relying on the class action tolling rule, hundreds of institutional investors have secured substantial securities recoveries through direct “opt out” actions. [read post]
19 Apr 2021, 4:03 am by Peter Mahler
New York continues to buck the nationwide trend toward harmonization of close corporation and LLC law governing judicial dissolution, as made clear in cases such as Doyle v Icon and Barone v Sowers explicitly holding that New York’s LLC Law § 702 neither mentions nor otherwise accommodates oppression as a basis for seeking judicial dissolution. [read post]
15 Apr 2021, 7:32 am by John Elwood
  Petitioner Francesca Allen, a Wells Fargo employee, argues that lower courts have interpreted Fifth Third in a flawed manner that gives employees an inferior brand of justice compared to ordinary investors who assert fraud allegations against corporate leadership. [read post]
21 Mar 2021, 7:53 am by Kevin LaCroix
Among other things, the report stated that “Lordstown is an electric vehicle SPAC with no revenue and no sellable product, which we believe has misled investors on both its demand and production capabilities. [read post]
19 Mar 2021, 6:08 am
Securities and Exchange Commission, on Thursday, March 18, 2021 Tags: Asset management, Institutional Investors, Mutual funds, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder voting, Transparency [read post]
5 Mar 2021, 8:15 am by John Jascob
At issue is whether a defendant in a securities class action may rebut the presumption of classwide reliance recognized in Basic Inc. v. [read post]
25 Feb 2021, 9:08 am by Philip R. Stein and Kenneth Duvall
The most lucrative claims might be securities violations (both state and federal).[1]  But because CLOs are typically distributed to qualified institutional buyers, CLOs are often encompassed by Rule 144A of the Securities Act, meaning that some causes of action under the federal securities act are unavailable. [read post]
18 Feb 2021, 6:30 am by John Jascob
For over three years, Coinseed and its executives flagrantly and illegally violated New York state laws, but the corporate greed perpetrated by Coinseed while committing fraud against thousands of investors ends now. [read post]
16 Feb 2021, 2:23 pm by Kevin LaCroix
Ct. 1061 (2018), that state courts have concurrent jurisdiction with federal courts over Securities Act claims and that actions asserting only Securities Act claims filed in state court could not be removed. [read post]
4 Feb 2021, 8:28 am by John Jascob
At issue is whether a defendant in a securities class action may rebut the presumption of classwide reliance recognized in Basic Inc. v. [read post]
3 Feb 2021, 2:30 pm by Kevin LaCroix
  The report attributes the decline in the number of state court lawsuits to the March 2020 decision in Salzberg v. [read post]