Search for: "Steven Caruso" Results 1 - 20 of 34
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18 Jun 2010, 5:38 am by Mark Maddox
The Securities Investor Protection Corporation (SIPC) has announced the appointment of Steven Caruso of Maddox, Hargett, & Caruso to its SIPC Modernization Task Force. [read post]
9 Mar 2012, 11:59 am by Keith Griffin
Steven Caruso, a partner with Maddox, Hargett and Caruso, P.C. testified at the hearing. [read post]
15 Jul 2010, 9:26 am by Mark Maddox
“The greater amount of information that is available to the investing public will only provide the opportunity for investors to be better informed as to the investment professionals they are entrusting their assets to,” said Steven Caruso of Maddox Hargett & Caruso, P.C., in a July 14 phone interview with On Wall Street. [read post]
6 Dec 2009, 8:39 am
Steven Caruso, an attorney with Maddox Hargett & Caruso, said in the article that hundreds or thousands of additional arbitration cases are expected to be filed in connection with Lehman principal protected notes. [read post]
13 Mar 2012, 6:32 am by Keith Griffin
Investors in the case were jointly represented at the hearing by Steven B. [read post]
11 Jun 2012, 4:13 pm by Keith Griffin
“Merrill has been very aggressive and has tried to make an example of former brokers who dared to question anything ‘Mother Merrill’ has done,” said Steven Caruso of Maddox Hargett & Caruso in New York, in the Reuters article. [read post]
31 Jul 2009, 2:22 pm
  "That notification has to influence arbitrations when the issue of discovery of regulatory documents comes up," said Steven Caruso, a New York-based attorney with Maddox Hargett & Caruso, in the  Wall Street Journal. [read post]
15 Sep 2017, 6:32 am by Kenneth Vercammen Esq. Edison
"If I don't threaten you … I have First Amendment" protections, said Kaflowitz, of Caruso Smith Picini in Fairfield. [read post]
23 Mar 2012, 9:17 am by Keith Griffin
“The biggest surprise is the damaging internal e-mails and the extent to which (Citigroup) people committed to writing that these were defective (investment) products,” said Steven Caruso, a partner with Maddox, Hargett & Caruso, in the USA Today article. [read post]
20 Dec 2021, 10:02 am by Bridget Crawford
Han, Pepperdine University, Caruso School of Law Alexis J. [read post]
28 Apr 2008, 9:16 am
Caruso, an attorney representing several Bear investors who is part of the coalition representing subprime investors in which Page Perry participates. [read post]
7 May 2012, 10:02 am by Keith Griffin
Maddox Hargett & Caruso currently is investigating unsuitable sales of non-traded REITs, including Inland Western, Inland American and Behringer Harvard REIT I. [read post]
8 Jan 2009, 3:06 pm by Mark J. Caruso, attorney
Caruso, attorneyLicensed in New Mexico and California [read post]
17 May 2008, 1:24 pm
Jeanne Baker, Michael Caruso, Orlando do Campo, Marshall Dore Louis, Anthony Natale, Marjorie Russell, Kenneth M. [read post]
9 Feb 2010, 12:44 pm by Ross B. Intelisano
The Racetrac ruling shows that even though Cioffi and Tannin were acquitted, "they can still be held responsible in an arbitration forum for their misconduct," said attorney Steven Caruso, who represents Bear fund investors in a number of pending arbitrations. [read post]