Search for: "Stock v. State" Results 281 - 300 of 6,136
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22 Jan 2018, 4:33 am
Quicksilver Stock Transfer and Alan Shinderman (United States District Court for the District of Nevada; 18-CV-00131) the SEC alleged that Quicksilver Stock Transfer, LLC and its President and sole owner, Alan Shinderman  misappropriated approximately $630,000 of client funds. [read post]
12 Jul 2019, 3:42 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4696/securities-industry-commentator/United States of America, Appellee, v. [read post]
The Ninth Circuit clarified that the first sale doctrine was not meant to be limited to purchasers who do no more than stock, display, and resell a producer’s product. [read post]
24 Jan 2022, 2:27 am
Matthew Connolly and Gavin Campbell Black, Defendants-Appellants-Cross-Appellees (United States Court of Appeals for the Second Circuit, 19-CR-3806 / January 27, 2022)New York Stock Promoter Sentenced to Prison for “Pump and Dump” Securities Fraud Scheme (DOJ Release)... [read post]
2 May 2008, 10:00 am
In addition to state standards and the requirements of SOX, the stock exchanges have each adopted their own standards for director independence. [read post]
9 Jun 2014, 6:00 am by Joy Waltemath
However, despite a December 5 letter stating that the employee would receive his regular annual stock dividend, the company changed its position a few days later, once the arbitration award was finalized. [read post]
10 Jul 2009, 2:36 pm
A Seattle district court had earlier enjoined Washington from enforcing a state law that required pharmacies to stock the pill; today’s ruling dissolves that injunction. [read post]
24 Jun 2014, 6:19 am by Matthew L.M. Fletcher
United States Department of Housing and Urban Development (D. [read post]