Search for: "Suspension of Hickman"
Results 1 - 12
of 12
Sorted by Relevance
|
Sort by Date
27 Feb 2018, 1:30 pm
This suspension is a result of Hickman’s violations of NASD Rule 2310, and FINRA Rules 2111 and 2010, regarding the unsuitable trading of Unit Investment Trusts, or “UITs. [read post]
15 Jan 2018, 9:08 am
In June 2017, Christopher Hickman agreed to the suspension and FINRA published its findings that Hickman encouraged six customers to buy UITs, and then traded them carelessly within a short period of time. [read post]
15 Jan 2018, 9:08 am
In June 2017, Christopher Hickman agreed to the suspension and FINRA published its findings that Hickman encouraged six customers to buy UITs, and then traded them carelessly within a short period of time. [read post]
3 Oct 2019, 5:00 am
The penalty imposed: suspension without pay for one and one-half years. [read post]
3 Oct 2019, 5:00 am
The penalty imposed: suspension without pay for one and one-half years. [read post]
13 Nov 2008, 12:00 pm
" Acting Deputy Policy Chief Bruce Hickman said that Lightner's conduct, as Commander of the Professional Standards Division, "should be beyond reproach for professional and ethical behavior. [read post]
31 Dec 2020, 3:26 pm
As of April 13, 2020, due to COVID-19, the Arizona Department of Corrections suspended both legal and non-legal visitation until “further notice, at which time the suspension will be reevaluated. [read post]
17 Mar 2011, 5:05 pm
Cahal Milmo & Martin Hickman. [read post]
27 Jun 2007, 9:41 am
Hickman & Matthew D. [read post]
5 Jul 2007, 7:12 am
Hickman & Matthew D. [read post]
19 Dec 2022, 2:31 am
A UN spokesman voiced concern at the “arbitrary suspension” of journalists’ accounts, EuroNews reports. [read post]
29 Oct 2007, 9:44 pm
According to one press report, Angel Diaz "appeared to be moving 24 minutes after the first injection, grimacing, blinking, licking his lips, blowing and appearing to mouth words". [read post]
