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9 Nov 2018, 7:00 am by Doug Cornelius
by Jeff Kaplan in Conflict of Interest Blog In a paper recently published by Boston University School of Law – The Law Office (LO) and Compliance Officer (CO): Status, Function, Liabilities, and Relationship  – Emerita Professor Tamar Frankel of that school quotes a former SEC official (John Walsh, then Chief Counsel, Office of Compliance Inspections and Examinations) as noting the following: [C]ompliance officers have the characteristics of entrepreneurs. [read post]
21 Feb 2007, 12:54 am
What got my attention was the response [subscription site] to Stacher's op-ed piece that was penned by two Boston University law professors, Tamar Frankel and Wendy J. [read post]
20 Aug 2012, 10:10 am by James Hamilton
The brief was signed by Professor Barbara Black of the University of Cincinnatiand co-signed by, among others, Professors John Coffee of ColumbiaUniversity, James Cox of Duke University, Jill Fisch of the University of Pennsylvania, and Tamar Frankel of Boston University. [read post]
20 Jun 2009, 9:38 am
"If a fiduciary violates his duty--that is, gives advice which is contaminated by self-interest--he could be sued not only for damages that have been caused for this advice but could also be sued for punitive damages," says Tamar Frankel, an expert on fiduciary law at Boston University School of Law. [read post]
4 Sep 2008, 8:14 am
Afterward, Professor Tamar Frankel of BU Law School suggested to me that the reason for the legal tilt toward all-or-nothing answers is that the basic concepts in law are guilt or innocence, liability or no liability. [read post]
10 Nov 2009, 4:00 am
Available at SSRN: [ssrn.com] Some other references from The Role of Trust in Financial Regulation: Trust and Honesty: America's Business Culture at a Crossroad by Tamar Frankel Claire A. [read post]
9 Nov 2018, 6:03 am
, Proxy access, Proxy advisors, SEC, Securities regulation, Shareholder voting, Stewardship Petition to NYSE on Multiclass Sunset Provisions Posted by Ken Bertsch, Amy Borrus, and Jeff Mahoney, Council of Institutional Investors, on Friday, November 2, 2018 Tags: BlackRock, CalPERS, Council of Institutional Investors, Dual-class stock, Institutional Investors, IPOs, Listing standards, NASDAQ, NYSE, Pension… [read post]
14 Sep 2018, 6:12 am
Rupert Russell, Shartsis Friese LLP, on Sunday, September 9, 2018 Tags: Compensation disclosure, Contracts, Corporate forms, Debt contracts, Disclosure, Executive Compensation, Financial reporting, Form 8-K, Mergers & acquisitions, Ownership, Related party transactions, SEC, Securities regulation The Rise of Fiduciary Law Posted by Tamar Frankel (Boston University), on Monday, September 10, 2018 … [read post]
13 Jan 2015, 3:57 am by Broc Romanek
” Then Professor Tamar Frankel wrote this blog entitled “Did Commissioner Gallagher Violate SEC Rules? [read post]
11 Sep 2008, 3:04 pm
Patterson Professor of Law NASDAQ Professor for the Law and Economics of Capital Markets Columbia Law School Tamar Frankel Professor of Law Michaels Faculty Research Scholar Boston University School of Law Jesse M. [read post]
24 Feb 2009, 8:10 am
Patterson Professor of Law NASDAQ Professor for the Law and Economics of Capital Markets Columbia Law School Tamar Frankel Professor of Law Michaels Faculty Research Scholar Boston University School of Law Jesse M. [read post]
18 Aug 2009, 6:18 am
Fisch Perry Golkin Professor of Law University of Pennsylvania Law School Tamar Frankel Professor of Law Michaels Faculty Research Scholar Boston University Law School Jesse Fried Professor of Law Harvard Law School Nicholas L. [read post]
28 Jan 2009, 9:40 am
Yesterday the Senate Banking Committee held a hearing on the Madoff scandal. [read post]