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11 Feb 2025, 6:34 am by Staff Attorney
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nouachi Vang (Vang), currently associated with LPL Financial LLC, has at least one disclosable event. [read post]
11 Feb 2025, 6:33 am by Staff Attorney
Currently financial advisor John Galvin (Galvin), currently employed by brokerage firm Hightower Securities, LLC has been subject to at least one disclosable event. [read post]
11 Feb 2025, 6:32 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Joao Bastos (Bastos), currently employed by Citigroup Global Markets Inc. has been subject to at least one disclosable event. [read post]
11 Feb 2025, 6:31 am
In our article, we discuss how to apply various computational linguistics tools to analyze unstructured texts provided by firms, uncovering how markets and firms respond to economic shocks—whether caused by a natural disaster or geopolitical event—offering insights often beyond the scope of traditional data sources. [read post]
11 Feb 2025, 6:31 am
In our article, we discuss how to apply various computational linguistics tools to analyze unstructured texts provided by firms, uncovering how markets and firms respond to economic shocks—whether caused by a natural disaster or geopolitical event—offering insights often beyond the scope of traditional data sources. [read post]
11 Feb 2025, 6:30 am by Staff Attorney
Barron partially disclosed his promissory note activity to his firm by amending his previous OBA disclosure concerning the LLC. [read post]
11 Feb 2025, 6:30 am by Staff Attorney
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rafael Fernandez (Fernandez), previously associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
11 Feb 2025, 6:12 am by Alfred Brophy
Before his academic career, he practiced law in his hometown of Tampa, Florida, with the firms Fowler White Boggs Banker PA (now Buchanan Ingersoll & Rooney PC) and Barnett, Bolt, Kirkwood, Long & McBride (now Gunster). [read post]
11 Feb 2025, 6:03 am by Bob Ambrogi
Far too often, lawyers — particularly those in solo and small firms — still rely on manual methods for maintaining and reconciling their client funds accounts. [read post]
11 Feb 2025, 5:45 am by Lazar Radic
” As Joshua Wright observed more than a decade ago, the notion that the ability to give preferential treatment to one’s products is inherently anticompetitive contradicts “over a century of antitrust jurisprudence, economic study, and enforcement agency practice” that have firmly established that “the competitive effects of a vertically integrated firm’s ‘discrimination’ in favor of its own products or services… generally produce… [read post]
11 Feb 2025, 5:00 am by Paul Caron
American Lawyer, 'None of Us Like It': How Expedited Summer Associate Recruiting Affects Law Students and the Firms Hiring Them: The first semester of law school used to be about getting acclimated to law school itself. [read post]
11 Feb 2025, 4:55 am by Weronika Galka
European Commission President Ursula von der Leyen today said U.S. tariffs will prompt “firm and proportionate countermeasures. [read post]
11 Feb 2025, 4:00 am by Ally Kvidt
If you’re in a leadership position at your firm, take a moment to teach younger associates how to work the room and develop connections. [read post]
11 Feb 2025, 3:06 am by Rob Robinson
As Apple evaluates its options, legal firms and corporate entities must grapple with the broader implications for cross-jurisdictional data management. [read post]
11 Feb 2025, 3:00 am by John Jenkins
This excerpt addresses how PE firms’ efforts to implement their own AI initiatives can pay dividends when they’re engaging in buy-side due diligence: On the buy-side, PE firms that have a higher level of AI maturity, […] [read post]
11 Feb 2025, 2:23 am by Anita Edwards and Simon Lovegrove (UK)
She explains that the BoE’s policies set the framework for achieving resilience and that it will be looking at firms’ progress carefully in line with the March deadline for complying with those requirements. [read post]
11 Feb 2025, 2:20 am by Anita Edwards and Simon Lovegrove (UK)
The tender documents, which will be published on the procurement portal, will contain details of the award process, the licences the successful bidder will need to provide, how to participate in the tender and the information firms have to submit to the FCA as part of the application process. [read post]
Mat dos Santos, co-executive director of Our Children’s Trust, an Oregon-based law firm that represents the plaintiffs, maintains that “we’re…going to argue that it was wrongly decided. [read post]