Search for: "The PNC Financial Services Group"
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6 Aug 2019, 8:52 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles III Suntrust Investment Services, Inc JP Morgan Securities LLC Bingham, Daniel Essex Securities LLC Investors Capital … [read post]
22 Mar 2012, 3:46 pm
Financial Services Inc. [read post]
11 Mar 2015, 4:53 pm
” The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial Corporation; Citigroup, Inc.; Citizens Financial Group; Comerica Incorporated; Discover Financial Services; Fifth Third Bancorp; Goldman Sachs Group, Inc.; HSBC North America… [read post]
12 Jan 2018, 8:48 am
Harvey Alan Weisenfeld Allstate Financial Services, LLC Wood Financial Insurance Group Inc. [read post]
11 Jan 2011, 8:15 am
PNC Financial Services Group Inc., which bought National City Mortgage in late 2008, declined to comment, citing privacy issues. [read post]
26 Nov 2019, 6:50 am
According to FINRA Disciplinary actions for October 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles Suntrust Investment Services, Inc JP Morgan Securities Bingham, Daniel Essex Securities Investors Capital Corp Devaney,… [read post]
6 Dec 2017, 9:16 am
Baby Boomer Priorities The article draws from a recent survey conducted by PNC Financial Services Group. [read post]
12 Sep 2011, 5:45 am
A Wisconsin disability attorney recently filed a lawsuit at the District Court for the Eastern District of Wisconsin against Sedgwick Claims Management Services, Inc and the Liberty Life Assurance Company of Boston under the Employee Retirement Income Security Act of 1974, (ERISA) for arbitrarily and capriciously denying a plaintiff's claim for long term disability benefits. [read post]
The Irrelevancy of Interested Influence on the Board: In re Nat'l City Corp. Shareholders Litigation
9 Nov 2009, 5:00 am
The settlement arises from a suit brought by NCC shareholders to enjoin a merger between NCC and PNC Financial Services Group, Inc. [read post]
29 Jun 2016, 4:27 pm
If the Federal Reserve objects to a capital plan, a firm may not make any capital distribution unless expressly authorized by the Federal Reserve….The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; BancWest Corporation; Bank of America Corporation; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial Corporation; Citigroup,… [read post]
4 Apr 2012, 3:38 pm
Other settlements that are expected to top $100 million include Lehman Brothers Holdings Inc; Motorola Solutions Inc.; National City Corp., a bank now owned by PNC Financial Services Group Inc.; and Apollo Group Inc., a for-profit education company. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel … [read post]
12 Nov 2021, 10:36 am
PNC Inks $14.5m Deal With Merchants in Overbilling SpatLaw360 – November 8, 2021 (subscription required) PNC Merchant Services Co. [read post]
27 Jul 2020, 7:08 pm
Jody Pullium Allstate Financial Services, LLC PNC Investments Ana Rivera Wells Fargo Clearing Services, LLC Wells Fargo Advisors, LLC George Schmidt, Jr. [read post]
27 Jul 2010, 3:21 pm
” The Wall Street banks that defied Feinberg and thumbed their nose at the taxpayers, according to the article, include, Regions Financial (which owns Morgan Keegan), SunTrust Banks, AIG, CIT Group, Citigroup, Morgan Stanley, Goldman Sachs, JPMorgan Chase, Wells Fargo, American Express, Bank of America, Bank of New York Mellon, PNC Financial Services Group, USBancorp, Boston Private Financial Holdings, Capital One… [read post]
11 Jun 2020, 11:36 am
Ricardo Turlan UBS Financial Services Inc. [read post]
2 Oct 2015, 2:15 pm
– $100,000 PNC Capital Markets LLC – $500,000 Prager & Co., LLC – $100,000 Ross, Sinclaire & Associates, LLC – $220,000 UBS Financial Services, Inc. [read post]
27 May 2007, 4:27 pm
A New York jury found the company's director liable for assisting in Brightpoint's fraud and other violations of securities law said the SEC In November, the American International Group(AIG) paid $126 million to settle claims by the Department of Justice and SEC that it assisted companies, including Brightpoint and the PNC Financial Services Group, inflate earnings through AIG's insurance products. [read post]
19 Dec 2019, 10:09 am
In response, Venmo suggested that affected users should tweet PNC to “let me use the financial service apps I need! [read post]
3 Feb 2014, 12:52 am
., Chief Counsel – Litigation, The PNC Financial Services Group Steve Taub, Assistant General Counsel, U-Haul International, Inc. [read post]
