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12 Mar 2024, 10:19 am
Ken Crutchfield, vice president and general manager of legal markets at Wolters Kluwer Legal & Regulatory US. [read post]
12 Mar 2024, 9:46 am
Below, we review some of the systemic issues that contribute to sexual abuse among healthcare professionals here in Illinois: Lack of Oversight The state of Illinois struggles with a glaring oversight problem. [read post]
12 Mar 2024, 7:42 am
It reviews applications for cETNs to be listed on the UK RIEs for professional only market segments, and it is for the RIEs to put those market segments in place. [read post]
12 Mar 2024, 7:40 am
The consultation primarily covers issues with the MLRs that have already been identified by HMT, such as in the 2022 Review of the UK’s anti-money laundering (AML) and counter-terrorist financing (CTF) regulatory and supervisory regime, which found a number of technical changes that could potentially be made to increase effectiveness and ensure proportionality for regulated firms and customers. [read post]
12 Mar 2024, 6:00 am
The exercise can involve reviewing thousands of variables, segments, or personal data elements. [read post]
12 Mar 2024, 3:36 am
A brief review of the SEC’s historical approach in this regard is instructive. [read post]
11 Mar 2024, 10:00 pm
Litigation and regulatory enforcement actions by federal and state regulators have dominated the news feeds in the past months. [read post]
11 Mar 2024, 9:05 pm
Looking ahead, Ford supports a shift from the managerialist regulatory system to one that is built on collaboration with regular Americans in the hope that such a change would mend regulators’ relationship with the people.The post Reconnecting Regulators to the Regulated first appeared on The Regulatory Review. [read post]
11 Mar 2024, 9:01 pm
The submission of this proposal is a direct result of the SEC’s increasingly permissive and arguably lawless regulatory approach to shareholder proposals. [read post]
11 Mar 2024, 7:32 pm
FDA has the regulatory authority to withdraw a clearance if unreliable clinical data are submitted in a 510(k). [read post]
11 Mar 2024, 2:08 pm
This text is the basis for the current negotiations, reviewing the first instance procedure and covering everything but the appeal phase. [read post]
11 Mar 2024, 2:08 pm
This text is the basis for the current negotiations, reviewing the first instance procedure and covering everything but the appeal phase. [read post]
11 Mar 2024, 1:13 pm
Ken Crutchfield, vice president and general manager of legal markets at Wolters Kluwer Legal & Regulatory US. [read post]
11 Mar 2024, 11:09 am
Lawyers should meet with top leaders to review their roles and responsibilities before, during, and after an event; should review contracts to properly account for areas of political vulnerability; and search for insurance to cover the political contingencies. [read post]
11 Mar 2024, 7:14 am
Investors can use the tool to verify if a broker or brokerage firm is registered with FINRA, review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
11 Mar 2024, 4:29 am
The deadline for comments on the Discussion Paper is 14 March 2024. 14 March 2024 – On 14 December 2023, the European Banking Authority (EBA) issued two consultation papers which contain amendments to the regulatory technical standards (RTS) on the fundamental review of the trading book and on the standardised approach for counterparty credit risk. [read post]
10 Mar 2024, 9:05 pm
Transportation first appeared on The Regulatory Review. [read post]
10 Mar 2024, 9:03 pm
” FDA reviewed their challenge study and written response and find them inadequate. [read post]
10 Mar 2024, 5:04 pm
Data privacy and data protection The ICO has taken regulatory action against five public authorities, including two police forces, the Department for Education and the Foreign Commonwealth and Development Office, for failing to meet their obligations under the FOI Act. [read post]
10 Mar 2024, 3:58 pm
I’ll let others weigh in on the TEPA’s non-labor topics, but I wanted to review the TEPA labor provisions. [read post]
