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20 Jul 2021, 8:13 am by The White Law Group
  As a result, Wilson-Davis was censured and fined $500,000 and FINRA placed a business line restriction on the firm until it reaches compliance  related to the alleged regulatory issues. [read post]
19 Jul 2021, 9:08 pm by João Victor Palermo Giannecchini
Addressing the authoritarian dynamics and reducing deforestation in the Amazon is a first-order global issue that requires immediate, substantive attention before it is too late.The post Taking the Regulatory Crisis in the Amazon Seriously first appeared on The Regulatory Review. [read post]
19 Jul 2021, 9:05 pm by Allison K. Hoffman
Texas the Attention It Deserved first appeared on The Regulatory Review. [read post]
19 Jul 2021, 3:20 pm by Eugene Volokh
Please review the allegations and advise the Commission on or before March 3, 1986, if you disagree with the statements enclosed. [read post]
19 Jul 2021, 12:16 pm by A.J. Dhaliwal and Moorari Shah
  Two of the more subtle implications included in the consent order are: The action harkens back to Obama-era CFPB scrutiny of companies for the actions of their vendors and merchant partners, and signals a renewed regulatory expectation that companies should dedicate sufficient resources and personnel to vendor management and compliance activities especially with respect to reviewing merchant operations to ensure that legal requirements are being met and carried out in line… [read post]
.: The House Armed Services Subcommittee on Military Personnel will hold a hearing on the findings and recommendations of the Independent Review Commission on Sexual Assault in the Military. [read post]
19 Jul 2021, 2:00 am by Katharine Van Tassel
Scott Burris (Temple University), Individual Liberty, Public Health, and the Battle for the Nation’s Soul, The Regulatory Review (June 7, 2021) https://www.theregreview.org/2021/06/07/burris-individual-liberty-public-health-battle-for-nations-soul/: This essay examines the legacy of the US Supreme Court case Jacobson v. [read post]
18 Jul 2021, 9:10 pm by Robert H. Jerry, II
”The post The Collapse of Champlain Towers South Was a Regulatory Failure first appeared on The Regulatory Review. [read post]
18 Jul 2021, 9:08 pm by Cary Coglianese
Deciding whether this was an exceptional term may well depend in large part on how much attention one pays to exceptions.The post The Supreme Court’s “Exceptional” Term first appeared on The Regulatory Review. [read post]
18 Jul 2021, 9:05 pm by Series of Essays
  The post The Supreme Court’s 2020-2021 Regulatory Term first appeared on The Regulatory Review. [read post]
18 Jul 2021, 5:30 am by Kevin LaCroix
” Strategic initiatives may need to be reviewed, as well, and the board may need to “re-evaluate risk profile decisions regarding transaction,” particularly those that by their nature are subject to antitrust review. [read post]
16 Jul 2021, 9:03 pm by Katherine Rohde
The post Regulating Drugs at a Discount first appeared on The Regulatory Review. [read post]
16 Jul 2021, 8:55 pm by Simon Lovegrove (UK)
Supporting environmental goals by adapting the regulatory framework to enable a market-based transition to net-zero carbon emissions. [read post]
16 Jul 2021, 2:30 pm by Ilya Somin
Indeed, the government was unwilling to articulate any limits to the CDC's regulatory power at oral argument. [read post]
For our June review, the action stays largely in the litigation arena with vanilla getting thrown out and sustainability as well as settlements getting called into question. [read post]
16 Jul 2021, 7:08 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5963/securities-industry-commentator/Everybody Knows (BrokeAndBroker.com Guest Blog by Aegis Frumento Esq)9Cir Affirms CFTC Preliminary Injunction against MonexU.S. [read post]