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18 Jul 2021, 5:30 am
” Strategic initiatives may need to be reviewed, as well, and the board may need to “re-evaluate risk profile decisions regarding transaction,” particularly those that by their nature are subject to antitrust review. [read post]
17 Jul 2021, 8:56 am
Pix Credit HERELeadership is measured, in part, by the authority of a person or institution to drive change. [read post]
16 Jul 2021, 9:03 pm
The post Regulating Drugs at a Discount first appeared on The Regulatory Review. [read post]
16 Jul 2021, 8:55 pm
Supporting environmental goals by adapting the regulatory framework to enable a market-based transition to net-zero carbon emissions. [read post]
16 Jul 2021, 2:30 pm
Indeed, the government was unwilling to articulate any limits to the CDC's regulatory power at oral argument. [read post]
16 Jul 2021, 11:27 am
For our June review, the action stays largely in the litigation arena with vanilla getting thrown out and sustainability as well as settlements getting called into question. [read post]
16 Jul 2021, 7:08 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5963/securities-industry-commentator/Everybody Knows (BrokeAndBroker.com Guest Blog by Aegis Frumento Esq)9Cir Affirms CFTC Preliminary Injunction against MonexU.S. [read post]
16 Jul 2021, 6:01 am
For example, your attorney can review your broker’s or advisor’s disciplinary history—and use any relevant disciplinary action to help prove that your broker or advisor has engaged in prohibited conduct in the past. [read post]
16 Jul 2021, 12:25 am
Regulatory burden for landlords meaning that the law is more complicated as well as a perceived harsher environment for landlords has caused some to leave the industry. [read post]
15 Jul 2021, 10:00 pm
This increasing scrutiny is expected to raise new regulatory initiatives generating new questions and may favor increased process review by ERISA plan fiduciaries. [read post]
15 Jul 2021, 10:00 pm
This increasing scrutiny is expected to raise new regulatory initiatives generating new questions and may favor increased process review by ERISA plan fiduciaries. [read post]
15 Jul 2021, 10:00 pm
This increasing scrutiny is expected to raise new regulatory initiatives generating new questions and may favor increased process review by ERISA plan fiduciaries. [read post]
15 Jul 2021, 10:00 pm
This increasing scrutiny is expected to raise new regulatory initiatives generating new questions and may favor increased process review by ERISA plan fiduciaries. [read post]
15 Jul 2021, 10:00 pm
This increasing scrutiny is expected to raise new regulatory initiatives generating new questions and may favor increased process review by ERISA plan fiduciaries. [read post]
15 Jul 2021, 10:00 pm
This increasing scrutiny is expected to raise new regulatory initiatives generating new questions and may favor increased process review by ERISA plan fiduciaries. [read post]
15 Jul 2021, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
15 Jul 2021, 8:55 pm
In CP21/22 the FCA is proposing to modify the list of derivatives subject to the DTO in line with Articles 28 and 32 of the onshored Markets in Financial Instruments Directive (UK MiFID) as further specified under the UK regulatory technical standard (RTS) 4 (onshored Delegated Regulation 2016/2020). [read post]
15 Jul 2021, 6:43 pm
The Report follows; its annexes are rich with resources for individuals who are interested in the increasingly dense regulatory environment (mandatory, national, international, and discretionary or markets based) many companies now face in managing the human rights risks of their economic activities. [read post]
15 Jul 2021, 1:35 pm
The proposed guidance sets forth principles for managing risk in each stage of a third-party relationship life cycle consisting of: Planning for a relationship Due diligence and third-party selection Contract negotiation Oversight and accountability Ongoing monitoring Termination The proposed guidance also discusses the process that examiners will typically follow when reviewing a banking organization’s third-party risk management. [read post]
15 Jul 2021, 11:21 am
The VIE structure has allowed Chinese companies to list abroad without enduring the prolonged regulatory process and “rigorous IPO vetting” that accompanies a listing in China’s domestic markets. [read post]
