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14 Nov 2021, 9:03 pm
Courts across the country must reject any reliance on the number of public comments to assess the legality of regulations.The post Regulatory Comments and the Major Questions Doctrine first appeared on The Regulatory Review. [read post]
13 Nov 2021, 6:37 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6167/securities-industry-commentator/Veteran Stockbroker Sues For Unjust Termination Involving Sales Goals and Outside Business Activities (BrokeAndBroker.com Blog)In re: January 2021 Short Squeeze Trading Litigation / Antitrust Actions (Opinion SDFL)McKinsey Affiliate to Pay $18 Million for Compliance Failures in Handling of Nonpublic… [read post]
13 Nov 2021, 6:37 am
Of course, Wall Street's rules are nothing but ticky-tacky at times, and the failure to dot an "i" or cross a "t" is the grist on which the industry's compliance and regulatory mills turn.The Ex-Wife, the Ex-H... [read post]
12 Nov 2021, 9:03 pm
The post Addressing the Dangers of Forever Chemicals first appeared on The Regulatory Review. [read post]
12 Nov 2021, 5:00 pm
Interested persons should review and comment on the proposal as soon as possible. [read post]
12 Nov 2021, 12:03 pm
In part through these efforts, the EPA dropped its regulatory action. [read post]
12 Nov 2021, 10:47 am
The historical records review section has been revised to reflect common industry practice. [read post]
12 Nov 2021, 10:36 am
They then tick off the pay later option, review the terms, and copy and paste the one-time card into the checkout to complete the transaction. [read post]
12 Nov 2021, 7:57 am
While the United States can entice domestic carriers away from Chinese telecoms with financial carrots and regulatory sticks, its ability to influence international carriers is far more limited. [read post]
12 Nov 2021, 7:52 am
Applications will be reviewed on a rolling basis as they are received. [read post]
12 Nov 2021, 3:30 am
The ongoing regulatory push and pull over digital tokens just took another strange turn. [read post]
11 Nov 2021, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
11 Nov 2021, 11:39 am
More “rigorous” merger reviews. [read post]
11 Nov 2021, 10:36 am
They then tick off the pay later option, review the terms, and copy and paste the one-time card into the checkout to complete the transaction. [read post]
11 Nov 2021, 8:23 am
The report reviews actions taken by the CFPB to “respond[] to the evolving needs of homeowners and CFPB supervised entities,” including prioritized assessments of mortgage servicers and a targeted review of high-risk complaints related to COVID-19. forbearance. [read post]
11 Nov 2021, 7:01 am
In a dissenting opinion, Judge Wojcik asserted that Beam’s order “is a valid interpretive rule that tracks the statutory and regulatory authority conferred upon her, and it is not a rule or regulation that must be promulgated under the Regulatory Review Act. [read post]
10 Nov 2021, 9:08 pm
Although she acknowledges that the FTC currently has authority to protect consumers from biased algorithmic decisions, she also urges Congress and the FTC to expand federal law to protect consumers.The post Algorithmic Decisions and Their Human Consequences first appeared on The Regulatory Review. [read post]
10 Nov 2021, 9:05 pm
The only certainty, it seems, is that the future is frequently unpredictable.The post Virtual Hearings in Agency Adjudication first appeared on The Regulatory Review. [read post]
10 Nov 2021, 8:55 pm
On 9 November 2021, HM Treasury published its response to the feedback received to its earlier consultation on the launch of the second phase of the Future Regulatory Framework (FRF) Review, which considers how the regulatory framework for financial services needs to adapt to be fit for the future. [read post]
10 Nov 2021, 6:51 pm
“There was no injunction for the Court to review. [read post]
