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18 Mar 2022, 9:06 pm by Karis Stephen
The post Pumping the Brakes on Fast Fashion first appeared on The Regulatory Review. [read post]
18 Mar 2022, 11:51 am
Stockbroker Wins Expungement of Two Edward Jones Customer Complaints (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/6361/finra-expungement/Why expungements are processed by FINRA's Dispute Resolution Service in an arbitration forum rather than before a regulatory panel is another debate for another day. [read post]
18 Mar 2022, 11:51 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6359/securities-industry-commentator/Stockbroker Wins Expungement of Two Edward Jones Customer Complaints (BrokeAndBroker.com Blog)Loves Park Investment Advisor Sentenced to More Than Four Years in Prison for Financial Fraud (DOJ Release)Nevada Man Admits Money Laundering and Tax Offenses Related to BitClub Network Fraud Scheme (DOJ Release)SEC… [read post]
18 Mar 2022, 11:31 am by gabrielagendreau
Duties include: (1) Management of hard copy and electronic documents; (2) Prepare, review, and analyze documents for and in response to production requests; (3) Perform legal research and factual research; (4) Responsible for all aspects of discovery and trial support including gathering and organizing documents, attending meetings, preparing exhibits, taking notes, photocopying and scanning, ensuring the availability of necessary documents and supplies, and running trial presentation… [read post]
18 Mar 2022, 8:33 am by Albert Weatherill (UK)
On 16 March 2022, UK Finance published the UK payments regulation review, making sense if where to go now. [read post]
18 Mar 2022, 7:44 am by Raquel Leslie, Brian Liu
Many Chinese technology companies have decided to stay put in Russia, despite a growing exodus of Western firms and an ongoing meltdown in China’s tech stock market. [read post]
18 Mar 2022, 5:10 am by Joseph J. Lazzarotti
This exclusion from enforcement does not apply to reports a government entity expressly allows entities to submit to the Agency to meet regulatory reporting obligations. [read post]
18 Mar 2022, 4:00 am by Jim Sedor
Already several ex-Trump lawyers have found themselves subject to state bar reviews. [read post]
17 Mar 2022, 9:10 pm by The Regulatory Review
The top essays were selected and submitted to The Regulatory Review, and our editorial team followed a blind review process and further selected the two best essays to publish. [read post]
17 Mar 2022, 9:03 pm by Laura Welborn
The post Week in Review first appeared on The Regulatory Review. [read post]
17 Mar 2022, 11:17 am by Cynthia Marcotte Stamer
  DOD and other governmental contractors and subcontractors are encouraged to review their compliance plans, practices and documentation to confirm their readiness to defend a potential audit or enforcement action. [read post]
17 Mar 2022, 10:15 am by John Jascob
By Lene Powell, J.D.CFTC Chair Rostin Behnam repeated a call for new legislative authority for the CFTC to develop a regulatory framework for the cash digital asset commodity markets, saying growing risks in these markets require a proactive federal regulatory approach. [read post]
17 Mar 2022, 8:22 am by Jon Brodkin
"That step put the deal on a regulatory clock with the agency that has now expired, leaving the company free to move forward, a person familiar with the matter said. [read post]
17 Mar 2022, 7:28 am by Rob Robinson
Serving clients for over 30 years, KLDiscovery offers data collection and forensic investigation, early case assessment, electronic discovery and data processing, application software and data hosting for web-based document reviews, and managed document review services. [read post]
16 Mar 2022, 9:05 pm by Samara Spence
It should seize this opportunity to make the website functional and to reach those people with real expertise and lived experience who are now functionally excluded from the rulemaking process.The post Regulatory Engagement is Due for an Upgrade first appeared on The Regulatory Review. [read post]
16 Mar 2022, 9:04 pm by Coral Beach
Such programs are generally housed within public health departments and handle inspections and other regulatory issues for localities within the county. [read post]
16 Mar 2022, 8:46 pm by Jonathan H. Adler
This has been done since the Carter administration, although presidential oversight of regulatory action through a systematic review process began as early as the Nixon administration. [read post]
16 Mar 2022, 8:47 am by Jessica Rich
Further, it’s already in the midst of rule reviews for all of the rules listed above (including COPPA’s, which started back in 2019). [read post]
15 Mar 2022, 9:05 pm by Bijal Shah
The post Beyond OIRA for Equity in Regulatory Process first appeared on The Regulatory Review. [read post]
15 Mar 2022, 9:02 pm by Henry Miller
She asserts that siting reforms will catalyze the renewable energy transition in the battle against climate change.The post How the Current Siting Regime Stifles Renewable Energy first appeared on The Regulatory Review. [read post]