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12 Apr 2023, 7:45 am
Policy experts have responded by urging regulators to improve nursing-home oversight practices and by calling for new regulatory and statutory authority to increase accountability. [read post]
12 Apr 2023, 7:35 am
Assailed from all quarters for being not tough enough, for being too tough, for being fundamentally misconceived, for threatening freedom of expression, for technological illiteracy, for threatening privacy, for excessive Ministerial powers, or occasionally for the sin of not being some other Bill entirely – and yet enjoying almost universal cross-party Parliamentary support - the UK’s Online Safety Bill is now limping its way through the House of Lords. [read post]
12 Apr 2023, 6:35 am
APHIS will thoroughly review and consider all public input submitted during the comment period and will use this information to complete and publish final environmental documents and its regulatory determination. [read post]
12 Apr 2023, 12:00 am
Hebert Law Center) has posted How to Make $1 Million in Thirty Seconds or Less: The Need for Regulations on Finfluencers (Louisiana Law Review, Vol. 84, Forthcoming) on SSRN. [read post]
11 Apr 2023, 9:05 pm
As a result, they conclude that agencies could consider making expanded access to the drug an additional cornerstone in the government’s efforts.The post Regulating to Improve Methadone Access first appeared on The Regulatory Review. [read post]
11 Apr 2023, 9:00 pm
featuring a panel of leaders from FDA, Cargill, Dole Food Company, USDA, Yum Brands, and J&J Snack Foods, who will review how getting to the root cause is a cost-effective approach to management/operations in any organization. [read post]
11 Apr 2023, 11:53 am
Securities has at least 15 regulatory actions on their broker report or CRD. [read post]
11 Apr 2023, 8:52 am
Per the Court: “Petitioner’s contention misstates the applicable standard of review. [read post]
11 Apr 2023, 5:53 am
Documents released under Access to Information and a careful review of government “summaries” point to a pattern of failing to fully brief Canadians on the policies and their development. [read post]
11 Apr 2023, 3:10 am
The “cost-benefit” analysis for federal regulatory reviews may be getting a makeover. [read post]
11 Apr 2023, 2:10 am
FINRA Rule 5310 is a regulation created by the Financial Industry Regulatory Authority (FINRA) that governs best execution practices for broker-dealers. [read post]
10 Apr 2023, 9:05 pm
Only more time will reveal, however, the proposed rules’ ultimate effects on fair lending practices, community investment financing, and the overall effectiveness of the Community Reinvestment Act.The post Regulators Propose Updates to Community Reinvestment Act Rules first appeared on The Regulatory Review. [read post]
10 Apr 2023, 9:01 pm
To appreciate how radical the opinion is, one has to understand both (1) the narrow, technical issue of how the FDA reviews drugs and (2) the much broader issue regarding how FDA review fits into our larger system of government, by which Congress endowed the FDA with immense responsibility to review new drugs. [read post]
10 Apr 2023, 4:43 pm
Against this hostile regulatory environment, it is certainly hard to conceive that there won’t be a significant impact on the UK technology sector. [read post]
10 Apr 2023, 11:49 am
Although our offices are in Seattle, Washington and Chicago, Illinois, the firm reviews securities fraud cases throughout the country. [read post]
10 Apr 2023, 8:26 am
Investors can use the tool to verify whether a broker or brokerage firm is registered with FINRA, as well as to review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
10 Apr 2023, 7:37 am
But it was not a regulatory process and, therefore, potentially subject to CBP discretion. [read post]
10 Apr 2023, 4:02 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6984/securities-industry-commentator/ After Thanking Very Helpful Whistleblower, The SEC Then Stabs The Tipster In The Back (BrokeAndBroker.com Blog) FINRA Arbitrators Award Damages Against Morgan Stanley In Case Alleging Customer Lacked Mental Capacity (BrokeAndBroker.com Blog) Pro Se Registered Respondent A No Show At Arbitration… [read post]
9 Apr 2023, 9:05 pm
Cook concludes that, although top-down federal regulatory action in the past has failed to solve the state-level problems facing transmission, federal regulators can—and should—engage with local communities and deploy creative funding methods to help the United States transition to a more sustainable energy mix to fight climate change.The post Solving State Transmission Roadblocks to Unlock Renewable Energy first appeared on The Regulatory Review. [read post]
9 Apr 2023, 2:03 pm
Setting the stage, ESG is uncharted territory with few authoritative sources of information, including no scholarly treatises and few if any peer reviewed published papers, so blogs like this one are the best source of reliable information. [read post]
