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The frequency and scope of regulatory reviews coincides with how well the SEC believes the advisor’s risk profile is maintained and understood by the firm itself. [read post]
11 Oct 2018, 3:30 am by Leigh Osofsky
Leigh Osofsky In a new article, Centralized Review of Tax Regulations, Clinton Wallace addresses the timely question of whether and how tax regulations should be subject to centralized review by the Office of Information and Regulatory Affairs (“OIRA”) in the Office of Management and Budget (“OMB”). [read post]
15 Jul 2020, 3:59 pm by skelly
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
5 Jun 2020, 2:49 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
25 Aug 2020, 4:35 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
14 Jul 2020, 4:35 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
1 Jul 2013, 4:13 am by Wendy
 It is now up to the regulatory bodies to decide how to respond to the recommendations set out in the report. [read post]
18 Jan 2011, 1:44 pm by WIMS
Jan 18: In a surprising Wall Street Journal Op-Ed, President Obama announced a new Executive Order -- "Improving Regulation and Regulatory Review" -- calling for a government-wide review of regulations, regulatory improvement, elimination of unnecessary paperwork and a special focus on eliminating burdens for small business. [read post]
28 Sep 2017, 9:30 pm by Sarah Madigan
” In a forthcoming article in the Chicago-Kent Law Review, Nizan Geslevich Packin, Assistant Professor of Law at the City University of New York Baruch College – Zicklin School of Business, discussed the “rise of Financial Technology” —FinTech—and the financial industry’s use of “Regulatory Technology, also known as RegTech” in the context of “regulatory monitoring, reporting and compliance. [read post]
11 Aug 2016, 9:30 pm by Justin Daniel
Department of Labor (DOL) Administrative Review Board, urging the DOL to uphold strong whistleblower protections. [read post]
24 Dec 2020, 9:05 pm by Max Masuda-Farkas
FLASHBACK FRIDAY In a lecture hosted by The Regulatory Review, President-Elect Joe Biden’s nominee for national climate adviser, Gina McCarthy, encouraged attendees to continue forging a path toward a safer, more prosperous future. [read post]
7 Jul 2022, 9:14 pm by Devontae Torriente
The post Week in Review first [read post]
21 Jul 2022, 9:05 pm by Bryn Hines
The post Week in Review first appeared on The Regulatory Review. [read post]
26 May 2022, 9:01 pm by Riann Winget
The post Week in Review first appeared on The Regulatory Review. [read post]
13 May 2012, 10:17 pm by Leland E. Beck
Independent Benefit / Cost Analysis Advice:  The Commodity Futures Trading Commission (CFTC) will seek assistance from the OMB Office of Information and Regulatory Affairs (OIRA) on benefit / cost analysis for its rulemakings, according to the Wall Street Journal. [read post]
2 May 2017, 10:23 am by Anthony B. Cavender
District Judge David Hittner discusses how the Texas Commission on Environmental Quality’s (TCEQ) regulatory affirmative defenses to alleged Clean Air Act (CAA) violations will be viewed by the courts, if not the regulatory agencies. [read post]
2 May 2017, 10:23 am by Anthony B. Cavender
District Judge David Hittner discusses how the Texas Commission on Environmental Quality’s (TCEQ) regulatory affirmative defenses to alleged Clean Air Act (CAA) violations will be viewed by the courts, if not the regulatory agencies. [read post]
9 Apr 2010, 3:38 pm by Josh Wright
Circuit’s review of the Federal Trade Commission’s case against Rambus. [read post]
8 Sep 2011, 12:46 pm by buslawblogger
The SEC is seeking comments on a plan to do retrospective reviews of its existing regulations. [read post]
7 Sep 2010, 11:45 am by Stikeman Elliott LLP
In addition to its PPN review findings, the Investment Industry Regulatory Organization (IIROC) also released findings and recommendations last week concerning its regulatory review of new product due diligence. [read post]