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29 Jan 2024, 9:05 pm
In an article in the Fordham Law Review, Drew Simshaw, a law professor, identifies the potential of legal tech to connect underserved Americans to affordable legal services and proposes a national regulatory system to ensure that legal tech achieves this goal. [read post]
29 Jan 2024, 12:00 pm
The White Law Group reviews the regulatory history of Morgan Stanley. [read post]
Guest Post: The Economic Crime and Corporate Transparency Act 2023: A Questionable Christmas Present
29 Jan 2024, 9:03 am
The Explanatory Notes to the CMCHA state that this covers both those in the direct chain of management and those in, for example, strategic or regulatory compliance roles. [read post]
29 Jan 2024, 4:00 am
… Vancouver Immigration Law BlogPart 2A – An Annotated Review of Li and the Unforeseen and Unsettled Legal Consequences of Expanding the Definition of Espionage As promised, it is time for part II of my blog part series on the Federal Court decision of Li v. [read post]
28 Jan 2024, 9:05 pm
Madison.The post On Misciting Marbury first appeared on The Regulatory Review. [read post]
28 Jan 2024, 4:48 pm
What parts of these statutes will the Court actually review? [read post]
28 Jan 2024, 4:48 pm
Regular review: Periodically review and adjust your succession plan, just like any other business strategy, so it remains relevant to your startup’s needs and goals. [read post]
28 Jan 2024, 4:17 pm
Review all financial aspects of the transition, including the funding mechanisms, the impact on cash flow, and potential financing options. [read post]
27 Jan 2024, 9:04 pm
The Regulatory Review is pleased to share the following interview with Sarah Hammer. [read post]
27 Jan 2024, 4:35 pm
Sunstein The Deference Dilemma by Adrian Vermeule (George Mason Law Review forthcoming) On Liberalism by Cass R. [read post]
26 Jan 2024, 9:05 pm
The post Securing Nations Against Climate Change first appeared on The Regulatory Review. [read post]
26 Jan 2024, 1:40 pm
The White Law Group reviews the regulatory history of Voya Financial Advisors. [read post]
26 Jan 2024, 8:45 am
A recent federal court case alleging breach of contract over failure of software to perform highlights the importance of careful drafting and review of disclaimer and other language in technology contracts. [read post]
26 Jan 2024, 8:27 am
Investors can use the tool to verify if a broker or brokerage firm is registered with FINRA, review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
26 Jan 2024, 6:50 am
Laws like the National Environmental Policy Act, with a body of judicial precedents requiring ever-longer environmental reviews and other sources of regulatory uncertainty, might come to be seen in a very different light when it impedes the domestic mining of critical minerals and the construction of semicon- ductor fabrications. [read post]
26 Jan 2024, 6:16 am
Completing client/matter risk assessment – A practical guide (12 February 2024| YouTube) Speakers: Mandeep Sandhu, Head of Proactive AML Supervision, SRA, Declan Brown, AML Regulatory Manager, SRA, Michelle Clement, AML Regulatory Manager, SRA Our recent thematic review of client/matter risk assessments found that less than half of those produced within firms were compliant with the rules. [read post]
26 Jan 2024, 5:18 am
To review: a SPAC is an entity formed with the intent of acquiring an emerging private company which it will then operate, paying for that acquisition in stock. [read post]
26 Jan 2024, 3:44 am
Background This consultation is the culmination of PRA interest in exit plan requirements for insurers flagged throughout its 2023 market correspondence and highlighted as a regulatory priority for insurance supervision in the PRA’s 2024 Dear CEO Letter. [read post]
25 Jan 2024, 9:04 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
25 Jan 2024, 6:06 pm
While these two types of REITs share these similarities, there are also numerous differences between them, as illustrated in the chart below provided by The Financial Industry Regulatory Authority (FINRA). [read post]
