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17 Feb 2025, 6:12 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Dow (Dow), previously associated with Morgan Stanley, has at least 2 disclosable events. [read post]
17 Feb 2025, 6:04 am
Monitoring and review: The FCA expects continuous review and enhancement and updates or adjustments are not evidence that procedures were unreasonable. [read post]
16 Feb 2025, 9:05 pm
Most importantly for the Trump Administration, it should bring benefits to the United States.The post International Organizations Can Help DOGE Deregulate first appeared on The Regulatory Review. [read post]
16 Feb 2025, 6:31 am
Here are some of the regulatory developments of significance to broadcasters from the past week, with links to where you can go to find more information as to how these actions may affect your operations. [read post]
16 Feb 2025, 1:32 am
Their regulatory discipline is converging in parallel with the technological convergence among the various sectors of the digital ecosystem. [read post]
15 Feb 2025, 6:35 pm
Party members are acutely aware that supervision can occur at any moment—whether through inspection teams, peer monitoring, or documentation reviews. [read post]
15 Feb 2025, 7:30 am
I would like to structure this response by highlighting two recurring themes across the reviews. [read post]
15 Feb 2025, 7:25 am
Each paper selected will be reviewed and commented on by at least one other scholar. [read post]
15 Feb 2025, 6:30 am
Courts, Zach urges, should make an offsetting move: ramp down State Farm review of the agency’s reasonableness. [read post]
14 Feb 2025, 9:05 pm
The post Regulating Aviation Safety first appeared on The Regulatory Review. [read post]
14 Feb 2025, 3:15 pm
Driver logs and employment records should be reviewed to check for potential fatigue or regulatory violations. [read post]
14 Feb 2025, 10:20 am
Until that review period ends, no new FCPA investigations or enforcement actions can be initiated unless an exception is granted by the Attorney General, and all current investigations and enforcement actions will be reviewed. [read post]
14 Feb 2025, 9:21 am
The relatively low cost of entry combined with a light regulatory burden fostered the rise of streaming services. [read post]
14 Feb 2025, 8:33 am
Submitted articles will undergo a rigorous double-blind peer-review process. [read post]
14 Feb 2025, 8:01 am
However, the Appellate Court found no clear legal or regulatory mandate existed at the time of Scheuer’s termination requiring RMTS to transition to remote work. [read post]
14 Feb 2025, 6:31 am
The findings stated that Aguilera’s firm disclosed that he was permitted to resign while he was under internal review for non-compliant social media posts. [read post]
14 Feb 2025, 6:30 am
Cooper, and Peter Carzis, Cleary Gottlieb Steen & Hamilton LLP, on Friday, February 7, 2025 Tags: Board of Directors, Delaware Court of Chancery, DGCL, stockholders A New Regulatory Environment for Climate and Other ESG Reporting Rules Posted by Amelie Champsaur, Helena Grannis, and Shuangjun Wang, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, February 8, 2025 Tags: Climate, CSRD, ESG, SEC Delaware Court Upholds Private Equity-Led Company Sale Under Business Judgment… [read post]
14 Feb 2025, 6:30 am
Cooper, and Peter Carzis, Cleary Gottlieb Steen & Hamilton LLP, on Friday, February 7, 2025 Tags: Board of Directors, Delaware Court of Chancery, DGCL, stockholders A New Regulatory Environment for Climate and Other ESG Reporting Rules Posted by Amelie Champsaur, Helena Grannis, and Shuangjun Wang, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, February 8, 2025 Tags: Climate, CSRD, ESG, SEC Delaware Court Upholds Private Equity-Led Company Sale Under Business Judgment… [read post]
14 Feb 2025, 6:05 am
On January 20th, immediately after President Donald Trump took office, the administration fired four career officials in the Executive Office of Immigration Review (EIOR), including the Chief Immigration Judge and the EOIR’s acting Director. [read post]
14 Feb 2025, 4:56 am
The Trump administration this week notified Congress that it is prepared to challenge a long-standing Supreme Court ruling that protects regulatory agencies’ commissioners from being fired without cause. [read post]
