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24 Dec 2020, 9:05 pm by Max Masuda-Farkas
FLASHBACK FRIDAY In a lecture hosted by The Regulatory Review, President-Elect Joe Biden’s nominee for national climate adviser, Gina McCarthy, encouraged attendees to continue forging a path toward a safer, more prosperous future. [read post]
11 Aug 2016, 9:30 pm by Justin Daniel
Department of Labor (DOL) Administrative Review Board, urging the DOL to uphold strong whistleblower protections. [read post]
28 Sep 2017, 9:30 pm by Sarah Madigan
” In a forthcoming article in the Chicago-Kent Law Review, Nizan Geslevich Packin, Assistant Professor of Law at the City University of New York Baruch College – Zicklin School of Business, discussed the “rise of Financial Technology” —FinTech—and the financial industry’s use of “Regulatory Technology, also known as RegTech” in the context of “regulatory monitoring, reporting and compliance. [read post]
1 May 2012, 9:30 pm by Sean Moloney
In a new executive order issued yesterday, President Obama has directed the head of his administration’s regulatory review office to increase “international regulatory cooperation” among U.S. agencies and their foreign counterparts as a way to promote U.S. trade policy. [read post]
26 Jan 2017, 5:00 am by John Jascob
In conducting a comprehensive regulatory review, policymakers should tailor rules to risk posed, taking into account public input and conducting thoughtful cost-benefit analysis, said Lukken. [read post]
13 May 2012, 10:17 pm by Leland E. Beck
Independent Benefit / Cost Analysis Advice:  The Commodity Futures Trading Commission (CFTC) will seek assistance from the OMB Office of Information and Regulatory Affairs (OIRA) on benefit / cost analysis for its rulemakings, according to the Wall Street Journal. [read post]
5 Jun 2020, 2:49 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
14 Jul 2020, 4:35 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
25 Aug 2020, 4:35 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
15 Jul 2020, 3:59 pm by skelly
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
The frequency and scope of regulatory reviews coincides with how well the SEC believes the advisor’s risk profile is maintained and understood by the firm itself. [read post]
20 Jan 2012, 12:59 pm by Leland E. Beck
OMB released the Fall 2011 Unified Agenda of Federal Regulatory and Deregulatory Actions and Fall 2011 Regulatory Plan today. [read post]
20 Sep 2011, 12:00 am by Sam Batkins
Prior to the delay in the EPA’s ozone standards, the most notable deregulatory “achievement” under the President’s executive order on regulatory review was the removal of spilled milk from the EPA’s strict “spill prevention, control, and countermeasure” regulations.  [read post]
8 Sep 2011, 12:46 pm by buslawblogger
The SEC is seeking comments on a plan to do retrospective reviews of its existing regulations. [read post]
18 Jan 2011, 1:44 pm by WIMS
Jan 18: In a surprising Wall Street Journal Op-Ed, President Obama announced a new Executive Order -- "Improving Regulation and Regulatory Review" -- calling for a government-wide review of regulations, regulatory improvement, elimination of unnecessary paperwork and a special focus on eliminating burdens for small business. [read post]
22 Mar 2024, 9:37 am by Anita Edwards and Simon Lovegrove (UK)
On 22 March 2024, HM Treasury (HMT) published a Policy Paper on the next phase of “Building a Smarter Financial Services Regulatory Framework for the UK”. [read post]
29 Jun 2020, 4:32 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
7 Sep 2010, 11:45 am by Stikeman Elliott LLP
In addition to its PPN review findings, the Investment Industry Regulatory Organization (IIROC) also released findings and recommendations last week concerning its regulatory review of new product due diligence. [read post]
15 Jul 2022, 3:15 am by Tori Hawekotte
EDITOR’S CHOICE In an essay in The Regulatory Review, Doron Dorfman, an associate professor at Seton Hall Law, and Thomas F. [read post]