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29 Nov 2011, 1:23 pm by Securites Lawprof
NASAA announced that it has developed a coordinated review program for investment advisers switching from federal to state securities regulatory oversight as mandated by the Dodd-Frank Act, which requires investment advisers with assets under management of between $25 million and... [read post]
25 Mar 2009, 8:17 am
“The Legal Services Board (LSB) has launched a review of regulatory independence in the profession as the oversight body moves to flesh out the framework governing the business of law. [read post]
8 Oct 2010, 2:41 am by JA Hodnicki
Daniel Sokol Merger Review in the New High-Tech World San Francisco and East Palo Alto, California 27 October 2010- 28 October 2010 Hosted By: NERA Economic Consulting Regulatory changes and the rapid evolution of electronic retailing have... [read post]
28 Jun 2012, 1:59 pm by Securites Lawprof
The SEC adopted rules that establish procedures for its review of certain clearing agency actions. [read post]
8 Oct 2010, 2:41 am by JA Hodnicki
Daniel Sokol Merger Review in the New High-Tech World San Francisco and East Palo Alto, California 27 October 2010- 28 October 2010 Hosted By: NERA Economic Consulting Regulatory changes and the rapid evolution of electronic retailing have... [read post]
11 Feb 2021, 9:03 pm by Sabrina Minhas
The post Week in Review first appeared on The Regulatory Review. [read post]
11 Oct 2018, 3:30 am by Leigh Osofsky
Leigh Osofsky In a new article, Centralized Review of Tax Regulations, Clinton Wallace addresses the timely question of whether and how tax regulations should be subject to centralized review by the Office of Information and Regulatory Affairs (“OIRA”) in the Office of Management and Budget (“OMB”). [read post]
1 Jul 2013, 4:13 am by Wendy
 It is now up to the regulatory bodies to decide how to respond to the recommendations set out in the report. [read post]
26 May 2022, 9:01 pm by Riann Winget
The post Week in Review first appeared on The Regulatory Review. [read post]
16 May 2024, 9:05 pm by Anagha Vasudevarao
The post Week in Review first appeared on The Regulatory Review. [read post]
21 Jul 2022, 9:05 pm by Bryn Hines
The post Week in Review first appeared on The Regulatory Review. [read post]
24 Dec 2020, 9:05 pm by Max Masuda-Farkas
FLASHBACK FRIDAY In a lecture hosted by The Regulatory Review, President-Elect Joe Biden’s nominee for national climate adviser, Gina McCarthy, encouraged attendees to continue forging a path toward a safer, more prosperous future. [read post]
7 Jul 2022, 9:14 pm by Devontae Torriente
The post Week in Review first [read post]
11 Aug 2016, 9:30 pm by Justin Daniel
Department of Labor (DOL) Administrative Review Board, urging the DOL to uphold strong whistleblower protections. [read post]
28 Sep 2017, 9:30 pm by Sarah Madigan
” In a forthcoming article in the Chicago-Kent Law Review, Nizan Geslevich Packin, Assistant Professor of Law at the City University of New York Baruch College – Zicklin School of Business, discussed the “rise of Financial Technology” —FinTech—and the financial industry’s use of “Regulatory Technology, also known as RegTech” in the context of “regulatory monitoring, reporting and compliance. [read post]
21 Jun 2019, 11:08 am by Anthony B. Cavender
CERCLA CircledLast week, the Court granted a petition to review a significant CERCLA case, Atlantic Richfield Company v. [read post]
1 May 2012, 9:30 pm by Sean Moloney
In a new executive order issued yesterday, President Obama has directed the head of his administration’s regulatory review office to increase “international regulatory cooperation” among U.S. agencies and their foreign counterparts as a way to promote U.S. trade policy. [read post]
26 Jan 2017, 5:00 am by John Jascob
In conducting a comprehensive regulatory review, policymakers should tailor rules to risk posed, taking into account public input and conducting thoughtful cost-benefit analysis, said Lukken. [read post]