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15 Apr 2010, 1:08 pm
The SEC posted on its website the proposed new rules to establish a large trader reporting system. [read post]
2 Nov 2010, 12:54 pm
The SEC charged a trader with orchestrating and conducting an illegal scheme that defrauded two broker-dealers out of more than $600,000, and netted the trader, alone or with others, over $223,000 in illicit profits. [read post]
15 Sep 2011, 1:18 am
A European equities trader, Kweku Adoboli, was arrested in London in connection with the case. [read post]
16 Sep 2011, 6:43 am
The charges of false accounting against the trader, Kweku M. [read post]
11 May 2018, 6:00 am
But there’s no indication that Trader Schmo is intended to comment on Trader Joe’s. [read post]
18 Jan 2016, 11:48 am
These Trader Joe’s raw cashew pieces may contain Salmonella, too.The post Trader Joe’s Raw Cashew Pieces May Contain Salmonella appeared first on Legal Reader. [read post]
8 Jun 2012, 9:14 am
Adoboli, the former UBS trader charged with false accounting related to a $2.3 billion trading loss, was granted bail by a London court on Friday. [read post]
15 Sep 2011, 11:14 am
Kweku Adoboli, identified as the rogue UBS trader who racked up $2 billion in losses, followed a traditional path in finance, but was taken into custody by police on Thursday. [read post]
30 Apr 2010, 4:31 am
High-frequency trading faces a European Union clampdown, as regulators investigate whether traders could use the practice to manipulate financial markets. [read post]
13 May 2011, 10:31 am
Former Fidelity trader Thomas Bruderman, famous for his starring role at a 2003 Miami bachelor party that featured a dwarf, has co-founded a hedge fund, reports Reuters. [read post]
14 Jan 2015, 6:51 am
” [Bloomberg] Tweet Tags: NYC, sportsEjected for heckling Knicks, ex-trader sues is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
5 Oct 2010, 12:02 pm
Jérôme Kerviel, the rogue trader who was sentenced Tuesday for his financial malfeasance at Société Générale, is hardly the first trader to have cost his firm dearly. [read post]
26 Mar 2007, 10:31 am
Bloomberg News reports that traders in London are making as much as 50 percent more in compensation than traders in New York, according to a study by Napier Scott Executive Search (a firm which [...] [read post]
29 Jul 2011, 6:30 am
The new rule requires large traders to identify... [read post]
21 Feb 2013, 2:04 pm
From the WSJ Law Blog - Heinz Trader Tied To SEC Probe Was Goldman ‘Private Wealth Client’ [read post]
12 Oct 2023, 11:15 am
Trader Joe’s has offered grocery services under the mark TRADER JOE’S for more than 50 years. [read post]
12 Oct 2023, 11:15 am
Trader Joe’s has offered grocery services under the mark TRADER JOE’S for more than 50 years. [read post]
23 Jan 2009, 4:04 am
Trader to the Circuit Court of the First Circuit with 24 ayes [read post]
29 Aug 2016, 7:04 am
Trader Joe’s Co. v. [read post]
22 Jul 2022, 10:30 am
Trader Joe’s is recalling Trader Joe’s Soft-Baked Snickerdoodles cookies because of hard plastic pieces in the product. [read post]
