Search for: "The Trader"
Results 101 - 120
of 6,488
Sorted by Relevance
|
Sort by Date
4 Apr 2012, 4:56 am
Alex Hope, 23, a trader who once spent $200,000 on a single bottle of champagne, has been arrested by British authorities in connection with an unauthorized foreign exchange trading scheme, City A.M. reports. [read post]
15 Dec 2020, 10:00 pm
Traders selling goods, services, and/or digital content online to consumers in the United Kingdom and the European Union need to comply with laws requiring the provision of certain information as part of the sales process. [read post]
9 Mar 2010, 2:31 pm
A former stock loan trader at Morgan Stanley and Bank of America in New York received well over $100,000 of cash kickbacks by steering orders to other brokerage firms, the Securities and Exchange Commission said in a lawsuit filed Tuesday. [read post]
15 Dec 2020, 10:00 pm
Traders selling goods, services, and/or digital content online to consumers in the United Kingdom and the European Union need to comply with laws requiring the provision of certain information as part of the sales process. [read post]
5 May 2009, 2:30 pm
A day trader involved in the insider trading case against the husband of former public relations executive Nina Devlin pleaded guilty on Tuesday to making millions of dollars trading on confidential information about pending mergers. [read post]
17 Jul 2012, 1:34 pm
The SEC announced that two options traders whom the agency charged earlier this year with short selling violations have agreed to pay more than $14.5 million to settle the case against them. [read post]
27 Mar 2010, 9:46 pm
Day traders are still out there, betting that they can beat the odds and make money. [read post]
6 Jun 2013, 10:40 am
This came across the Twitter-machine while I was sitting in the 8th Annual Carroll School Finance Conference this morning: The Securities and Exchange Commission today announced an emergency court order to freeze the assets of a trader in Bangkok, Thailand,... [read post]
14 May 2010, 10:32 am
A big mystery seller of futures contracts during the market meltdown last week was not a hedge fund or a high-frequency trader as many have suspected, but the money manager Waddell & Reed Financial, according to a document obtained by Reuters. [read post]
18 Jul 2011, 11:33 am
Vincent McCrudden, a former trader, pleaded guilty to charges that he threatened to kill more than 40 current and former regulatory officials, including Mary Schapiro of the S.E.C. and Gary Gensler of the C.F.T.C. [read post]
19 May 2010, 2:59 am
Financial chaos is about to hit the world's second-largest government bond market, traders were saying as they responded to the German ban Tuesday, The Telegraph reported. [read post]
14 Oct 2010, 6:45 am
An Oslo court fined and sentenced two Norwegian day traders under the country's securities trading act for unlawful market manipulation in a ground-breaking case that pits human investors against the automatic wagers of algorithms. [read post]
16 Sep 2010, 3:55 am
Goldman Sachs proprietary traders who created a hedge fund within the firm in 2007 have generated a return of about 3 percent this year, beating the industry average, Bloomberg News reported, citing people briefed on the gain. [read post]
3 Feb 2012, 5:22 am
Adoboli, the former UBS trader charged with false accounting related to the $2.3 billion trading loss, was denied bail by a London court on Friday, the same day regulators opened a formal investigation into the scandal. [read post]
15 Sep 2011, 5:02 am
The UBS employee follows a long line of rogue traders. [read post]
4 Apr 2011, 6:46 am
A Deutsche Bank trader who was instrumental in building the bank's emerging markets trading business has left with his team to start a hedge fund, Financial News reports. [read post]
15 Dec 2020, 10:00 pm
Traders selling goods, services, and/or digital content online to consumers in the United Kingdom and the European Union need to comply with laws requiring the provision of certain information as part of the sales process. [read post]
24 Jul 2009, 4:20 am
A ban on "naked" trading in the $26.4 trillion credit-default swaps market being considered by U.S. lawmakers would have the unintended consequence of making it more expensive for companies to borrow, traders said. [read post]
15 Dec 2020, 10:00 pm
Traders selling goods, services, and/or digital content online to consumers in the United Kingdom and the European Union need to comply with laws requiring the provision of certain information as part of the sales process. [read post]
22 Nov 2011, 4:41 am
Adoboli, a former UBS trader charged with fraud, could have an additional four weeks to look at evidence and get legal advice before entering a plea. [read post]
